|
401
|
Intrua Financial
Houston,
Texas
|
–
|
-$233K
|
-4,500
|
Closed
|
|
|
402
|
Engineers Gate Manager
New York
|
–
|
-$212K
|
-4,100
|
Closed
|
|
|
403
|
Group One Trading
Chicago,
Illinois
|
–
|
-$225K
|
-4,085
|
Closed
|
|
|
404
|
Moneta Group Investment Advisors
St Louis,
Missouri
|
–
|
-$207K
|
-3,996
|
Closed
|
|
|
405
|
Simplex Trading
Chicago,
Illinois
|
–
|
-$83.3K
|
-1,511
|
Closed
|
|
|
406
|
Delta Asset Management
Memphis,
Tennessee
|
–
|
-$36K
|
-700
|
Closed
|
|
|
407
|
First Command Financial Services
Fort Worth,
Texas
|
–
|
-$26K
|
-500
|
Closed
|
|
|
408
|
Fortitude Advisory Group
Gig Harbor,
Washington
|
–
|
-$26K
|
-500
|
Closed
|
|
|
409
|
CoreFirst Bank & Trust
Topeka,
Kansas
|
–
|
-$25K
|
-489
|
Closed
|
|
|
410
|
Bellevue Asset Management
Bellevue,
Washington
|
–
|
-$24K
|
-463
|
Closed
|
|
|
411
|
Confluence Wealth Services
Mcmurray,
Pennsylvania
|
–
|
-$21K
|
-418
|
Closed
|
|
|
412
|
Vigilant Capital Management
Portland,
Maine
|
–
|
-$15K
|
-285
|
Closed
|
|
|
413
|
Andrew Hill Investment Advisors
Naples,
Florida
|
–
|
-$7K
|
-150
|
Closed
|
|
|
414
|
Essex Investment Management
Boston,
Massachusetts
|
–
|
-$5K
|
-99
|
Closed
|
|
|
415
|
Sageworth Trust
Lancaster,
Pennsylvania
|
–
|
-$4K
|
-68
|
Closed
|
|
|
416
|
Stephens Consulting
Flint,
Michigan
|
–
|
-$2.69K
|
-52
|
Closed
|
|
|
417
|
Total Clarity Wealth Management
St. Charles,
Illinois
|
–
|
-$2K
|
-40
|
Closed
|
|
|
418
|
Newbridge Financial Services Group
Boca Raton,
Florida
|
–
|
-$2K
|
-39
|
Closed
|
|
|
419
|
Ten Capital Wealth Advisors
Spokane,
Washington
|
–
|
-$1K
|
-22
|
Closed
|
|
|
420
|
Lenox Wealth Advisors
New York
|
–
|
-$1K
|
-16
|
Closed
|
|
|
421
|
SJS Investment Consulting
Sylvania,
Ohio
|
–
|
+$110
|
+2
|
New
|
|
