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Name Holding Trade Value Shares
Change
Change in
Stake
AssetMark Inc
326
AssetMark Inc
California
$2K – – –
BCA
327
Berman Capital Advisors
Georgia
$2K – – –
SL
328
Savior LLC
Massachusetts
$2K – – –
WEC
329
Winslow Evans & Crocker
Massachusetts
$2K – – –
NNP
330
Nachman Norwood & Parrott
South Carolina
$2K +$2.1K +52 New
BWM
331
BNC Wealth Management
Oregon
$2K +$2.18K +54 New
APA
332
American Portfolios Advisors
New York
$1.44K +$1.73K +43 New
RWM
333
Raffa Wealth Management
District of Columbia
$1.17K – – –
Quadrant Capital Group
334
Quadrant Capital Group
Ohio
$1K -$80.4K -1,994 -98%
Fidelity Investments
335
Fidelity Investments
Massachusetts
$1K -$50.2K -1,245 -98%
CFA
336
Carroll Financial Associates
North Carolina
$1K – – –
HR
337
Howe & Rusling
New York
$1K – – –
LWM
338
Liberty Wealth Management
California
$1K – – –
PWMG
339
Prestige Wealth Management Group
New Jersey
$1K – – –
TCI Wealth Advisors
340
TCI Wealth Advisors
Arizona
$1K – – –
TD Ameritrade Investment Management
341
TD Ameritrade Investment Management
Nebraska
$1K – – –
TCOV
342
Trust Company of Vermont
Vermont
$1K – – –
Prospera Financial Services
343
Prospera Financial Services
Texas
$1K +$1.37K +34 New
KFS
344
Kelly Financial Services
Massachusetts
$690 – – –
GGPE
345
Golden Gate Private Equity
California
– -$10.3M -228,000 Closed
JMFC
346
J.M. Forbes & Co
Massachusetts
– -$7.51M -166,111 Closed
Polar Capital
347
Polar Capital
United Kingdom
– -$6.76M -149,472 Closed
MAP
348
Moody Aldrich Partners
Massachusetts
– -$4.24M -93,742 Closed
CCM
349
Cloverdale Capital Management
Texas
– -$4.07M -90,000 Closed
Great Lakes Advisors
350
Great Lakes Advisors
Illinois
– -$3.68M -81,317 Closed