Heritage Commerce
HTBK
HTBK was delisted on the 17th of April, 2026.
122 hedge funds and large institutions have $391M invested in Heritage Commerce in 2019 Q1 according to their latest regulatory filings, with 12 funds opening new positions, 40 increasing their positions, 48 reducing their positions, and 13 closing their positions.
8% more capital invested
Capital invested by funds: $361M → $391M (+$30.1M)
1.1% more ownership
Funds ownership: 73.47% → 74.57% (+1.1%)
8% less first-time investments, than exits
New positions opened: 12 | Existing positions closed: 13
2% less funds holding
Funds holding: 125 → 122 (-3)
17% less repeat investments, than reductions
Existing positions increased: 40 | Existing positions reduced: 48
100% less call options, than puts
Call options by funds: $0 | Put options by funds: $303K
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Allianz Asset Management
Munich,
Germany
|
+$7.02M |
| 2 |
Wellington Management Group
Boston,
Massachusetts
|
+$4.28M |
| 3 |
WHG
Westwood Holdings Group
Dallas,
Texas
|
+$2.57M |
| 4 |
TCIM
TIAA CREF Investment Management
New York
|
+$1.26M |
| 5 |
ROC
River Oaks Capital
Wayzata,
Minnesota
|
+$1.2M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Lord, Abbett & Co
Jersey City,
New Jersey
|
-$1.44M |
| 2 |
Assenagon Asset Management
Senningerberg,
Luxembourg
|
-$1.42M |
| 3 |
Jacobs Levy Equity Management
Florham Park,
New Jersey
|
-$1.37M |
| 4 |
Deutsche Bank
Frankfurt Am Main Ge,
Germany
|
-$1.24M |
| 5 |
KCM
Kennedy Capital Management
St Louis,
Missouri
|
-$1.17M |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
126
Simplex Trading
Chicago,
Illinois
| – | -$195K | -17,267 | Closed |
|
|
SCA
127
Stieven Capital Advisors
St. Louis,
Missouri
| – | -$153K | -13,501 | Closed |
|
|
TI
128
Trexquant Investment
Stamford,
Connecticut
| – | -$128K | -11,305 | Closed |
|
|
IA
129
IFP Advisors
Tampa,
Florida
| – | -$110K | -9,775 | Closed |
|
|
MAM
130
Meeder Asset Management
Dublin,
Ohio
| – | -$28K | -2,482 | Closed |
|
|
RQS
131
Ramsey Quantitative Systems
Louisville,
Kentucky
| – | -$26K | -2,296 | Closed |
|
|
MNBTD
132
Moody National Bank Trust Division
Galveston,
Texas
| – | -$8K | -688 | Closed |
|
|
TRCT
133
Tower Research Capital (TRC)
New York
| – | -$3K | -276 | Closed |
|
|
FGAM
134
Financial Gravity Asset Management
Lakeway,
Texas
| – | +$209 | +16 | New |
|
|
PHK
135
Point72 Hong Kong
Hong Kong
| – | +$314 | +24 | New |
|
HTBK Hedge Fund Activity: Q1 2019 in Review
122 of the 4,620 institutional investors tracked by Wall St. Rank reported a position in Heritage Commerce (HTBK) for Q1 2019, worth a combined $391M — up 8.3% from $361M a quarter earlier.
Sellers outnumbered buyers: 13 funds closed out of HTBK and 12 opened new positions — a net loss of 1 holder — while 48 trimmed existing stakes and 40 added.
The largest buyer was Allianz Asset Management, adding an estimated $7.02M. The largest seller was Lord, Abbett & Co, cutting an estimated $1.44M.
- 122 institutional investors held Heritage Commerce (HTBK) as of Q1 2019, down from 125 in Q4 2018.
- Funds reported $391M of Heritage Commerce stock for Q1 2019, up 8.3% quarter-over-quarter.
- 12 funds opened new Heritage Commerce positions in Q1 2019 and 13 closed out, a net change of -1 holder.
- The largest Heritage Commerce buyer in Q1 2019 was Allianz Asset Management, an estimated $7.02M added.
- The largest Heritage Commerce seller in Q1 2019 was Lord, Abbett & Co, an estimated $1.44M sold.
Based on aggregated 13F filings for Q1 2019.