Heritage Commerce
HTBK
HTBK was delisted on the 17th of April, 2026.
114 hedge funds and large institutions have $480M invested in Heritage Commerce in 2018 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 47 increasing their positions, 34 reducing their positions, and 18 closing their positions.
38% more repeat investments, than reductions
Existing positions increased: 47 | Existing positions reduced: 34
3.76% less ownership
Funds ownership: 78.13% → 74.36% (-3.8%)
6% less funds holding
Funds holding: 121 → 114 (-7)
10% less capital invested
Capital invested by funds: $535M → $480M (-$55M)
39% less first-time investments, than exits
New positions opened: 11 | Existing positions closed: 18
100% less funds holding in top 10
Funds holding in top 10: 1 → 0 (-1)
100% less call options, than puts
Call options by funds: $0 | Put options by funds: $1.82M
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
KCM
Kennedy Capital Management
St Louis,
Missouri
|
+$10M |
| 2 |
State Street
Boston,
Massachusetts
|
+$8.49M |
| 3 |
PFC
Phocas Financial Corp
Alameda,
California
|
+$5.56M |
| 4 |
Assenagon Asset Management
Senningerberg,
Luxembourg
|
+$5.43M |
| 5 |
SCA
Stieven Capital Advisors
St. Louis,
Missouri
|
+$5.2M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
BFC
Banc Funds Company
Chicago,
Illinois
|
-$6.52M |
| 2 |
Wellington Management Group
Boston,
Massachusetts
|
-$5.86M |
| 3 |
Millennium Management
New York
|
-$5.68M |
| 4 |
AL
AJO LP
Philadelphia,
Pennsylvania
|
-$3.72M |
| 5 |
BA
Boston Advisors
Boston,
Massachusetts
|
-$3.47M |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
126
Macquarie Group
Sydney, NSW 2000,
Australia
| – | -$204K | -12,000 | Closed |
|
|
HCM
127
Hilton Capital Management
Garden City,
New York
| – | -$85K | -4,977 | Closed |
|
|
CMBA
128
C.M. Bidwell & Associates
Honolulu,
Hawaii
| – | -$80K | -4,710 | Closed |
|
129
US Bancorp
Minneapolis,
Minnesota
| – | -$29K | -1,721 | Closed |
|
|
PIA
130
Piedmont Investment Advisors
Durham,
North Carolina
| – | -$12K | -694 | Closed |
|
|
FGAM
131
Financial Gravity Asset Management
Lakeway,
Texas
| – | +$253 | +16 | New |
|
132
Parallax Volatility Advisers
San Francisco,
California
| – | +$506 | +32 | New |
|
HTBK Hedge Fund Activity: Q3 2018 in Review
114 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in Heritage Commerce (HTBK) for Q3 2018, worth a combined $480M — down 10% from $535M a quarter earlier.
Sellers outnumbered buyers: 18 funds closed out of HTBK and 11 opened new positions — a net loss of 7 holders — while 34 trimmed existing stakes and 47 added.
The largest buyer was Kennedy Capital Management, adding an estimated $10M. The largest seller was Banc Funds Company, cutting an estimated $6.52M.
- 114 institutional investors held Heritage Commerce (HTBK) as of Q3 2018, down from 121 in Q2 2018.
- Funds reported $480M of Heritage Commerce stock for Q3 2018, down 10% quarter-over-quarter.
- 11 funds opened new Heritage Commerce positions in Q3 2018 and 18 closed out, a net change of -7 holders.
- The largest Heritage Commerce buyer in Q3 2018 was Kennedy Capital Management, an estimated $10M added.
- The largest Heritage Commerce seller in Q3 2018 was Banc Funds Company, an estimated $6.52M sold.
Based on aggregated 13F filings for Q3 2018.