Heritage Commerce
HTBK
HTBK was delisted on the 17th of April, 2026.
104 hedge funds and large institutions have $378M invested in Heritage Commerce in 2017 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 39 increasing their positions, 32 reducing their positions, and 7 closing their positions.
22% more repeat investments, than reductions
Existing positions increased: 39 | Existing positions reduced: 32
3% more capital invested
Capital invested by funds: $367M → $378M (+$10.8M)
0% more funds holding
Funds holding: 104 → 104 (0)
0% more first-time investments, than exits
New positions opened: 7 | Existing positions closed: 7
0.06% less ownership
Funds ownership: 70.14% → 70.08% (-0.06%)
100% less call options, than puts
Call options by funds: $0 | Put options by funds: $687K
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
T. Rowe Price Associates
Baltimore,
Maryland
|
+$6.48M |
| 2 |
Lord, Abbett & Co
Jersey City,
New Jersey
|
+$1.98M |
| 3 |
Dimensional Fund Advisors
Austin,
Texas
|
+$1.13M |
| 4 |
Charles Schwab
San Francisco,
California
|
+$1.06M |
| 5 |
RHCA
Rosenthal Henry Capital Advisors
Mishawaka,
Indiana
|
+$889K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
PFC
Phocas Financial Corp
Alameda,
California
|
-$4.83M |
| 2 |
BlackRock
New York
|
-$2.57M |
| 3 |
Wellington Management Group
Boston,
Massachusetts
|
-$2.04M |
| 4 |
DIA
Dean Investment Associates
Beavercreek,
Ohio
|
-$1.59M |
| 5 |
ZDA
Zweig-DiMenna Associates
New York
|
-$1.52M |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
ASN
101
Advisory Services Network
Atlanta,
Georgia
| $7K | – | – | – |
|
|
WAM
102
Watermark Asset Management
San Ramon,
California
| $3K | – | – | – |
|
|
PFC
103
Phocas Financial Corp
Alameda,
California
| $2K | -$4.83M | -352,446 | -71% |
|
104
Loomis, Sayles & Company
Boston,
Massachusetts
| $1K | – | – | – |
|
|
DIA
105
Dean Investment Associates
Beavercreek,
Ohio
| – | -$1.59M | -115,459 | Closed |
|
|
ZDA
106
Zweig-DiMenna Associates
New York
| – | -$1.52M | -110,000 | Closed |
|
|
DCM
107
Dean Capital Management
Overland Park,
Kansas
| – | -$1.02M | -73,961 | Closed |
|
|
CWM
108
Concert Wealth Management
San Jose,
California
| – | -$183K | -13,412 | Closed |
|
|
CCMH
109
Cornerstone Capital Management Holdings
New York
| – | -$160K | -11,707 | Closed |
|
|
AIM
110
Acrospire Investment Management
Chicago,
Illinois
| – | -$46K | -3,371 | Closed |
|
|
MA
111
MUFG Americas
New York
| – | -$9K | -687 | Closed |
|
HTBK Hedge Fund Activity: Q3 2017 in Review
104 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in Heritage Commerce (HTBK) for Q3 2017, worth a combined $378M — up 2.9% from $367M a quarter earlier.
Fund positioning in HTBK was balanced in Q3 2017: 7 funds opened new positions, 7 closed out, 39 added to existing stakes and 32 trimmed.
The largest buyer was T. Rowe Price Associates, adding an estimated $6.48M. The largest seller was Phocas Financial Corp, cutting an estimated $4.83M.
- 104 institutional investors held Heritage Commerce (HTBK) as of Q3 2017, unchanged from Q2 2017.
- Funds reported $378M of Heritage Commerce stock for Q3 2017, up 2.9% quarter-over-quarter.
- 7 funds opened new Heritage Commerce positions in Q3 2017 and 7 closed out, a net change of 0 holders.
- The largest Heritage Commerce buyer in Q3 2017 was T. Rowe Price Associates, an estimated $6.48M added.
- The largest Heritage Commerce seller in Q3 2017 was Phocas Financial Corp, an estimated $4.83M sold.
Based on aggregated 13F filings for Q3 2017.