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HTBK

Heritage Commerce
HTBK

Delisted

HTBK was delisted on the 17th of April, 2026.

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121 hedge funds and large institutions have $497M invested in Heritage Commerce in 2021 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 45 increasing their positions, 35 reducing their positions, and 23 closing their positions.

New
Increased
Maintained
Reduced
Closed

29% more repeat investments, than reductions

Existing positions increased: 45 | Existing positions reduced: 35

4% more capital invested

Capital invested by funds: $476M → $497M (+$21M)

0.18% less ownership

Funds ownership: 71.18% → 71% (-0.18%)

9% less funds holding

Funds holding: 133 → 121 (-12)

52% less first-time investments, than exits

New positions opened: 11 | Existing positions closed: 23

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $6K

Holders
121
Holders Change
-12
Holders Change %
-9.02%
% of All Funds
2.12%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
11
Increased
45
Reduced
35
Closed
23
Calls
–
Puts
$6K
Net Calls
-$6K
Net Calls Change
-$6K

Top Buyers

Rank Fund Capital Flow
1
CRM
Cramer Rosenthal McGlynn
Connecticut
+$14.8M
2
FCM
FJ Capital Management
Virginia
+$7.58M
3
GIP
Granite Investment Partners
California
+$6.08M
4
EPCA
Elizabeth Park Capital Advisors
Ohio
+$3.87M
5
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$3.31M

Top Sellers

Rank Fund Capital Flow
1
Wellington Management Group
Wellington Management Group
Massachusetts
-$19.2M
2
Bank of Montreal
Bank of Montreal
Ontario, Canada
-$3.55M
3
BlackRock
BlackRock
New York
-$2.57M
4
State Street
State Street
Massachusetts
-$1.69M
5
N
Nuveen
North Carolina
-$1.32M
Name Holding Trade Value Shares
Change 		Change in
Stake
PCM
51
Prelude Capital Management
New York
$913K +$878K +78,515 New
SW
52
SVB Wealth
Massachusetts
$855K – – –
RAM
53
Redmond Asset Management
Virginia
$847K – – –
BFM
54
Boothbay Fund Management
New York
$763K +$577K +51,580 +368%
UBS Group
55
UBS Group
Switzerland
$658K -$100K -8,938 -14%
CS
56
Credit Suisse
Switzerland
$649K +$62.2K +5,564 +11%
Barclays
57
Barclays
United Kingdom
$587K -$143K -12,795 -20%
UBS AM
58
UBS AM
Illinois
$560K +$60.5K +5,410 +13%
Public Employees Retirement Association of Colorado
59
Public Employees Retirement Association of Colorado
Colorado
$534K – – –
Deutsche Bank
60
Deutsche Bank
Germany
$509K -$35.6K -3,182 -7%
RJFSA
61
Raymond James Financial Services Advisors
Florida
$508K +$488K +43,639 New
SG Americas Securities
62
SG Americas Securities
New York
$445K +$428K +38,288 New
IA
63
IndexIQ Advisors
New York
$428K +$41.2K +3,685 +11%
Tudor Investment Corp
64
Tudor Investment Corp
Connecticut
$386K +$77.9K +6,962 +27%
AIG
65
American International Group
New York
$372K -$8.5K -760 -2%
Los Angeles Capital Management
66
Los Angeles Capital Management
California
$362K -$27.7K -2,480 -7%
GIM
67
Guardian Investment Management
California
$347K – – –
AQR Capital Management
68
AQR Capital Management
Connecticut
$322K -$179K -16,046 -37%
VOYA Investment Management
69
VOYA Investment Management
Georgia
$287K – – –
PP
70
PDT Partners
New York
$278K +$267K +23,887 New
Rafferty Asset Management
71
Rafferty Asset Management
New York
$272K -$195K -17,415 -43%
WWP
72
Waypoint Wealth Partners
California
$265K – – –
HF
73
HRT Financial
New York
$253K +$244K +21,796 New
State Board of Administration of Florida Retirement System
74
State Board of Administration of Florida Retirement System
Florida
$250K – – –
LNC
75
Lincoln National Corp
Pennsylvania
$248K +$2.73K +244 +1%
1 2
3
4 5

HTBK Hedge Fund Activity: Q3 2021 in Review

121 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Heritage Commerce (HTBK) for Q3 2021, worth a combined $497M — up 4.4% from $476M a quarter earlier.

Sellers outnumbered buyers: 23 funds closed out of HTBK and 11 opened new positions — a net loss of 12 holders — while 35 trimmed existing stakes and 45 added.

The largest buyer was Cramer Rosenthal McGlynn, opening a new position worth an estimated $14.8M. The largest seller was Wellington Management Group, cutting an estimated $19.2M.

  • 121 institutional investors held Heritage Commerce (HTBK) as of Q3 2021, down from 133 in Q2 2021.
  • Funds reported $497M of Heritage Commerce stock for Q3 2021, up 4.4% quarter-over-quarter.
  • 11 funds opened new Heritage Commerce positions in Q3 2021 and 23 closed out, a net change of -12 holders.
  • The largest Heritage Commerce buyer in Q3 2021 was Cramer Rosenthal McGlynn, an estimated $14.8M added.
  • The largest Heritage Commerce seller in Q3 2021 was Wellington Management Group, an estimated $19.2M sold.

Based on aggregated 13F filings for Q3 2021.