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HTBK

Heritage Commerce
HTBK

Delisted

HTBK was delisted on the 17th of April, 2026.

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147 hedge funds and large institutions have $376M invested in Heritage Commerce in 2023 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 61 increasing their positions, 48 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

30% more call options, than puts

Call options by funds: $73K | Put options by funds: $56K

27% more repeat investments, than reductions

Existing positions increased: 61 | Existing positions reduced: 48

2% more capital invested

Capital invested by funds: $369M → $376M (+$7.01M)

0.35% less ownership

Funds ownership: 72.96% → 72.61% (-0.35%)

3% less funds holding

Funds holding: 151 → 147 (-4)

18% less first-time investments, than exits

New positions opened: 9 | Existing positions closed: 11

Holders
147
Holders Change
-4
Holders Change %
-2.65%
% of All Funds
2.33%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
9
Increased
61
Reduced
48
Closed
11
Calls
$73K
Puts
$56K
Net Calls
+$17K
Net Calls Change
+$9K

Top Buyers

Rank Fund Capital Flow
1
BlackRock
BlackRock
New York
+$3.66M
2
RHCA
Rosenthal Henry Capital Advisors
Indiana
+$1.96M
3
PIWA
Prevail Innovative Wealth Advisors
Kansas
+$1.69M
4
FCM
FJ Capital Management
Virginia
+$1.35M
5
FL
Fourthstone LLC
Missouri
+$1.31M

Top Sellers

Rank Fund Capital Flow
1
Bank of New York Mellon
Bank of New York Mellon
New York
-$3.4M
2
MC
Mount Capital
United Kingdom
-$1.61M
3
Two Sigma Advisers
Two Sigma Advisers
New York
-$1.51M
4
WCM
Wedge Capital Management
North Carolina
-$1.05M
5
State Street
State Street
Massachusetts
-$1.04M
Name Holding Trade Value Shares
Change 		Change in
Stake
Goldman Sachs
26
Goldman Sachs
New York
$2.79M -$23.3K -2,623 -0.8%
Morgan Stanley
27
Morgan Stanley
New York
$2.77M -$485K -54,592 -14%
State of New Jersey Common Pension Fund D
28
State of New Jersey Common Pension Fund D
New Jersey
$2.47M +$224K +25,158 +9%
Two Sigma Advisers
29
Two Sigma Advisers
New York
$2.46M -$1.51M -169,400 -37%
FL
30
Fourthstone LLC
Missouri
$2.26M +$1.31M +147,401 +123%
BCM
31
Bridgeway Capital Management
Texas
$2.07M +$81.5K +9,164 +4%
AQR Capital Management
32
AQR Capital Management
Connecticut
$1.93M +$380K +42,776 +23%
Barclays
33
Barclays
United Kingdom
$1.91M -$88.9K -9,996 -4%
PAM
34
Panagora Asset Management
Massachusetts
$1.9M +$861K +96,854 +76%
RHCA
35
Rosenthal Henry Capital Advisors
Indiana
$1.86M +$1.96M +220,000 New
AG
36
Algert Global
California
$1.83M -$177K -19,960 -8%
PIWA
37
Prevail Innovative Wealth Advisors
Kansas
$1.61M +$1.69M +189,612 New
First Trust Advisors
38
First Trust Advisors
Illinois
$1.57M -$28.7K -3,227 -2%
Assenagon Asset Management
39
Assenagon Asset Management
Luxembourg
$1.56M +$1.22M +137,604 +294%
Thrivent Financial for Lutherans
40
Thrivent Financial for Lutherans
Minnesota
$1.5M -$80.1K -9,005 -5%
TD Asset Management
41
TD Asset Management
Ontario, Canada
$1.38M – – –
Millennium Management
42
Millennium Management
New York
$1.35M +$1.01M +113,913 +250%
CAM
43
ClariVest Asset Management
California
$1.32M +$188K +21,131 +16%
Renaissance Technologies
44
Renaissance Technologies
New York
$1.27M +$239K +26,827 +22%
Swiss National Bank
45
Swiss National Bank
Switzerland
$1.13M +$26.7K +3,000 +2%
Lido Advisors
46
Lido Advisors
California
$1.01M +$497K +55,855 +88%
EF
47
Empowered Funds
Pennsylvania
$947K +$81.5K +9,164 +9%
Invesco
48
Invesco
Georgia
$912K +$6.4K +720 +0.7%
Cerity Partners
49
Cerity Partners
New York
$900K +$945K +106,304 New
CS
50
Credit Suisse
Switzerland
$862K +$23.3K +2,621 +3%
1
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HTBK Hedge Fund Activity: Q3 2023 in Review

147 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in Heritage Commerce (HTBK) for Q3 2023, worth a combined $376M — up 1.9% from $369M a quarter earlier.

Sellers outnumbered buyers: 11 funds closed out of HTBK and 9 opened new positions — a net loss of 2 holders — while 48 trimmed existing stakes and 61 added.

The largest buyer was BlackRock, adding an estimated $3.66M. The largest seller was Bank of New York Mellon, cutting an estimated $3.4M.

  • 147 institutional investors held Heritage Commerce (HTBK) as of Q3 2023, down from 151 in Q2 2023.
  • Funds reported $376M of Heritage Commerce stock for Q3 2023, up 1.9% quarter-over-quarter.
  • 9 funds opened new Heritage Commerce positions in Q3 2023 and 11 closed out, a net change of -2 holders.
  • The largest Heritage Commerce buyer in Q3 2023 was BlackRock, an estimated $3.66M added.
  • The largest Heritage Commerce seller in Q3 2023 was Bank of New York Mellon, an estimated $3.4M sold.

Based on aggregated 13F filings for Q3 2023.