We are live on ! Find out more
HTBK

Heritage Commerce
HTBK

Delisted

HTBK was delisted on the 17th of April, 2026.

Back to rankings

129 hedge funds and large institutions have $410M invested in Heritage Commerce in 2019 Q3 according to their latest regulatory filings, with 18 funds opening new positions, 50 increasing their positions, 29 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

199,000% more call options, than puts

Call options by funds: $1.99M | Put options by funds: $1K

200% more first-time investments, than exits

New positions opened: 18 | Existing positions closed: 6

72% more repeat investments, than reductions

Existing positions increased: 50 | Existing positions reduced: 29

9% more funds holding

Funds holding: 118 → 129 (+11)

2.09% more ownership

Funds ownership: 78.12% → 80.21% (+2.1%)

1% less capital invested

Capital invested by funds: $415M → $410M (-$4.31M)

Holders
129
Holders Change
+11
Holders Change %
+9.32%
% of All Funds
2.83%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
18
Increased
50
Reduced
29
Closed
6
Calls
$1.99M
Puts
$1K
Net Calls
+$1.99M
Net Calls Change
+$477K

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$6.29M
2
Goldman Sachs
Goldman Sachs
New York
+$3.79M
3
Bank of New York Mellon
Bank of New York Mellon
New York
+$3.52M
4
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
+$2.92M
5
Wellington Management Group
Wellington Management Group
Massachusetts
+$2.17M

Top Sellers

Rank Fund Capital Flow
1
KCM
Kennedy Capital Management
Missouri
-$3.83M
2
MCM
Maltese Capital Management
New York
-$3.15M
3
Deutsche Bank
Deutsche Bank
Germany
-$2.15M
4
Marshall Wace
Marshall Wace
United Kingdom
-$1.88M
5
Manulife (Manufacturers Life Insurance)
Manulife (Manufacturers Life Insurance)
Ontario, Canada
-$1.85M
Name Holding Trade Value Shares
Change 		Change in
Stake
SNB
26
Security National Bank
Nebraska
$2.68M +$119K +9,988 +5%
EMFAT
27
Emerald Mutual Fund Advisers Trust
Pennsylvania
$2.49M – – –
Two Sigma Advisers
28
Two Sigma Advisers
New York
$2.43M -$326K -27,400 -12%
SCP
29
Siena Capital Partners
Illinois
$2.42M +$1.86M +156,324 +313%
JC
30
JCSD Capital
California
$2.41M – – –
Two Sigma Investments
31
Two Sigma Investments
New York
$2.24M -$562K -47,254 -20%
JP Morgan Chase
32
JP Morgan Chase
New York
$2.19M +$422K +35,527 +24%
D.E. Shaw & Co
33
D.E. Shaw & Co
New York
$2.09M -$493K -41,462 -19%
Assenagon Asset Management
34
Assenagon Asset Management
Luxembourg
$2.07M -$1.15M -96,856 -35%
Victory Capital Management
35
Victory Capital Management
Texas
$1.96M +$314K +26,393 +19%
Marshall Wace
36
Marshall Wace
United Kingdom
$1.76M -$1.88M -158,392 -51%
Wells Fargo
37
Wells Fargo
California
$1.48M -$5.35K -450 -0.4%
Ohio Public Employees Retirement System (OPERS)
38
Ohio Public Employees Retirement System (OPERS)
Ohio
$1.25M +$216K +18,207 +21%
California Public Employees Retirement System
39
California Public Employees Retirement System
California
$1.24M +$278K +23,395 +29%
SW
40
SVB Wealth
Massachusetts
$1.24M -$49.9K -4,203 -4%
Stifel Financial
41
Stifel Financial
Missouri
$1.23M +$796 +67 +0.1%
ROC
42
River Oaks Capital
Minnesota
$1.21M – – –
Citadel Advisors
43
Citadel Advisors
Florida
$1.21M -$429K -36,066 -26%
American Century Companies
44
American Century Companies
Missouri
$1.2M +$1.21M +102,162 New
WG
45
Winton Group
United Kingdom
$1.14M +$982K +82,663 +596%
RhumbLine Advisers
46
RhumbLine Advisers
Massachusetts
$1.13M +$91.5K +7,698 +9%
ETI
47
Enterprise Trust & Investment
California
$1M – – –
CIC
48
Cornercap Investment Counsel
Georgia
$938K -$12.8K -1,075 -1%
PPA
49
Parametric Portfolio Associates
Washington
$921K +$155K +13,020 +20%
Swiss National Bank
50
Swiss National Bank
Switzerland
$899K – – –
1
2
3 4 5

HTBK Hedge Fund Activity: Q3 2019 in Review

129 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in Heritage Commerce (HTBK) for Q3 2019, worth a combined $410M — down 1% from $415M a quarter earlier.

Buyers outnumbered sellers: 18 funds opened new HTBK positions and 6 closed out — a net gain of 12 holders — while 50 added to existing stakes and 29 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $6.29M. The largest seller was Kennedy Capital Management, cutting an estimated $3.83M.

  • 129 institutional investors held Heritage Commerce (HTBK) as of Q3 2019, up from 118 in Q2 2019.
  • Funds reported $410M of Heritage Commerce stock for Q3 2019, down 1% quarter-over-quarter.
  • 18 funds opened new Heritage Commerce positions in Q3 2019 and 6 closed out, a net change of +12 holders.
  • The largest Heritage Commerce buyer in Q3 2019 was Morgan Stanley, an estimated $6.29M added.
  • The largest Heritage Commerce seller in Q3 2019 was Kennedy Capital Management, an estimated $3.83M sold.

Based on aggregated 13F filings for Q3 2019.