|
351
|
Aurora Private Wealth
Rockaway,
New Jersey
|
–
|
-$266K
|
-10,948
|
Closed
|
|
|
352
|
|
–
|
-$221K
|
-9,100
|
Closed
|
|
|
353
|
Keystone Financial Group (Kentucky)
Lexington,
Kentucky
|
–
|
-$209K
|
-8,621
|
Closed
|
|
|
354
|
Claraphi Advisory Network
Aliso Viejo,
United States
|
–
|
-$170K
|
-6,997
|
Closed
|
|
|
355
|
Next Financial Group
Houston,
Texas
|
–
|
-$73K
|
-3,020
|
Closed
|
|
|
356
|
Advisory Services Network
Atlanta,
Georgia
|
–
|
-$66K
|
-2,691
|
Closed
|
|
|
357
|
AssetMark Inc
Concord,
California
|
–
|
-$41K
|
-1,677
|
Closed
|
|
|
358
|
Synovus Financial
Columbus,
Georgia
|
–
|
-$35K
|
-1,450
|
Closed
|
|
|
359
|
Simplex Trading
Chicago,
Illinois
|
–
|
-$26.9K
|
-1,049
|
Closed
|
|
|
360
|
Capital Bank & Trust
Irvine,
California
|
–
|
-$21K
|
-864
|
Closed
|
|
|
361
|
Wealth Quarterback
Toms River,
New Jersey
|
–
|
-$18.7K
|
-769
|
Closed
|
|
|
362
|
PineBridge Investments
New York
|
–
|
-$18K
|
-760
|
Closed
|
|
|
363
|
Royal Fund Management
Lady Lake,
Florida
|
–
|
-$18K
|
-750
|
Closed
|
|
|
364
|
Lucia Wealth Services
San Diego,
California
|
–
|
-$12K
|
-500
|
Closed
|
|
|
365
|
Stonebridge Capital Advisors
St Paul,
Minnesota
|
–
|
-$12K
|
-500
|
Closed
|
|
|
366
|
Enterprise Financial Services Corp (EFSC)
Clayton,
Missouri
|
–
|
-$11K
|
-438
|
Closed
|
|
|
367
|
Central Trust Company
Jefferson City,
Missouri
|
–
|
-$9K
|
-354
|
Closed
|
|
|
368
|
Golden State Wealth Management
Santa Ana,
California
|
–
|
-$7K
|
-299
|
Closed
|
|
|
369
|
Federated Hermes
Pittsburgh,
Pennsylvania
|
–
|
-$4K
|
-166
|
Closed
|
|
|
370
|
Wealthcare Advisory Partners
West Chester,
Pennsylvania
|
–
|
-$4K
|
-150
|
Closed
|
|
|
371
|
Associated Banc-Corp
Green Bay,
Wisconsin
|
–
|
-$2K
|
-98
|
Closed
|
|
|
372
|
Orion Portfolio Solutions
Omaha,
Nebraska
|
–
|
-$2.15K
|
-84
|
-87%
|
|
|
373
|
Evoke Wealth
Los Angeles,
California
|
–
|
-$1.46K
|
-60
|
Closed
|
|
|
374
|
AlphaMark Advisors
Ft. Wright,
Kentucky
|
–
|
-$1K
|
-56
|
Closed
|
|
|
375
|
Column Capital Advisors
Indianapolis,
Indiana
|
–
|
-$1K
|
-34
|
Closed
|
|
