|
401
|
SG Americas Securities
New York
|
–
|
-$105K
|
-3,550
|
Closed
|
|
|
402
|
Quantbot Technologies
New York
|
–
|
-$59K
|
-2,002
|
Closed
|
|
|
403
|
AFT Forsyth & Company
West Palm Beach,
Florida
|
–
|
-$248K
|
-1,273
|
Closed
|
|
|
404
|
Garton & Associates Financial Advisors
Louisville,
Kentucky
|
–
|
-$23.8K
|
-806
|
Closed
|
|
|
405
|
Paradigm Asset Management
New York
|
–
|
-$23.6K
|
-800
|
Closed
|
|
|
406
|
TCTC Holdings
Dallas,
Texas
|
–
|
-$16.2K
|
-549
|
Closed
|
|
|
407
|
Flagship Wealth Advisors
Wakefield,
Massachusetts
|
–
|
-$12.1K
|
-411
|
Closed
|
|
|
408
|
SageView Advisory Group
Newport Beach,
California
|
–
|
-$10.3K
|
-348
|
Closed
|
|
|
409
|
Canada Life
Winnipeg,
Manitoba, Canada
|
–
|
-$8K
|
-255
|
Closed
|
|
|
410
|
Merited Wealth
North Bay Village,
Florida
|
–
|
-$4.1K
|
-139
|
Closed
|
|
|
411
|
Country Trust Bank
Bloomington,
Illinois
|
–
|
-$3.86K
|
-131
|
Closed
|
|
|
412
|
Independence Bank of Kentucky
Owensboro,
Kentucky
|
–
|
-$2.24K
|
-76
|
Closed
|
|
|
413
|
Curat Global
Springfield,
New Hampshire
|
–
|
-$2.21K
|
-75
|
Closed
|
|
|
414
|
Strategic Advocates
Logan,
Utah
|
–
|
-$2.22K
|
-75
|
Closed
|
|
|
415
|
Harbor Investment Advisory
Lutherville,
Maryland
|
–
|
-$1.92K
|
-65
|
Closed
|
|
|
416
|
Creative Financial Designs
Kokomo,
Indiana
|
–
|
-$1.4K
|
-47
|
Closed
|
|
|
417
|
Thurston Springer Miller Herd & Titak
Indianapolis,
Indiana
|
–
|
-$1.03K
|
-35
|
Closed
|
|
|
418
|
Optima Capital
Beaverton,
Oregon
|
–
|
-$884
|
-30
|
Closed
|
|
|
419
|
Cape Investment Advisory
Mcdonough,
Georgia
|
–
|
-$796
|
-27
|
Closed
|
|
|
420
|
Acumen Wealth Advisors
Chattanooga,
Tennessee
|
–
|
-$708
|
-24
|
Closed
|
|
|
421
|
American Capital Advisory
Ketchum,
Idaho
|
–
|
-$531
|
-18
|
Closed
|
|
|
422
|
CX Institutional
Auburn,
Indiana
|
–
|
-$1K
|
-18
|
Closed
|
|
|
423
|
D.J. St. Germain
Springfield,
Massachusetts
|
–
|
-$472
|
-16
|
Closed
|
|
|
424
|
Central Trust Company
Jefferson City,
Missouri
|
–
|
-$384
|
-13
|
Closed
|
|
|
425
|
Vermillion & White Wealth Management Group
Phoenixville,
Pennsylvania
|
–
|
-$383
|
-13
|
Closed
|
|
