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Harmonic Inc

Name Holding Trade Value Shares
Change
Change in
Stake
UB
201
UMB Bank
Missouri
$788 – – –
FFA
202
Farther Finance Advisors
California
$248 – – –
T. Rowe Price Investment Management
203
T. Rowe Price Investment Management
Maryland
– -$16.5M -1,261,787 Closed
LCG
204
Lisanti Capital Growth
New York
– -$5.2M -396,780 Closed
EGI
205
EAM Global Investors
California
– -$3.05M -232,576 Closed
GIPM
206
G2 Investment Partners Management
New York
– -$2.5M -191,000 Closed
EI
207
EAM Investors
California
– -$2.08M -158,547 Closed
State of New Jersey Common Pension Fund D
208
State of New Jersey Common Pension Fund D
New Jersey
– -$2.07M -157,812 Closed
GCM
209
Graham Capital Management
Connecticut
– -$1.63M -124,541 Closed
CSS
210
Cubist Systematic Strategies
Connecticut
– -$1.49M -113,761 Closed
Walleye Capital
211
Walleye Capital
New York
– -$1.39M -106,256 Closed
SEC
212
Seven Eight Capital
New York
– -$1.2M -91,243 Closed
EGM
213
Engineers Gate Manager
New York
– -$751K -57,346 Closed
WAM
214
Wakefield Asset Management
Colorado
– -$728K -55,583 Closed
CANY
215
Caxton Associates (New York)
New York
– -$683K -52,172 Closed
Commonwealth Equity Services
216
Commonwealth Equity Services
Massachusetts
– -$486K -37,099 Closed
CC
217
Cipher Capital
New York
– -$458K -34,989 Closed
OQS
218
Occudo Quantitative Strategies
Florida
– -$443K -33,828 Closed
ACM
219
Aquatic Capital Management
Illinois
– -$433K -33,100 Closed
DTL
220
Dynamic Technology Lab
Singapore
– -$340K -25,920 Closed
HSBC Holdings
221
HSBC Holdings
United Kingdom
– -$326K -24,927 Closed
Balyasny Asset Management
222
Balyasny Asset Management
Illinois
– -$323K -24,661 Closed
CIP
223
Cornerstone Investment Partners
Georgia
– -$228K -17,430 Closed
PFO
224
Pathstone Family Office
New Jersey
– -$4.07K -12,697 Closed
LFAS
225
Level Four Advisory Services
Texas
– -$156K -11,900 Closed