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Houlihan Lokey

126 hedge funds and large institutions have $894M invested in Houlihan Lokey in 2017 Q3 according to their latest regulatory filings, with 28 funds opening new positions, 48 increasing their positions, 38 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

75% more first-time investments, than exits

New positions opened: 28 | Existing positions closed: 16

26% more repeat investments, than reductions

Existing positions increased: 48 | Existing positions reduced: 38

19% more capital invested

Capital invested by funds: $753M → $894M (+$142M)

10% more funds holding

Funds holding: 115126 (+11)

0.38% more ownership

Funds ownership: 91.64%92.02% (+0.38%)

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
126
Holders Change
+11
Holders Change %
+9.57%
% of All Funds
3.14%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
28
Increased
48
Reduced
38
Closed
16
Calls
$391K
Puts
Net Calls
+$391K
Net Calls Change
+$215K
Name Holding Trade Value Shares
Change
Change in
Stake
Two Sigma Advisers
26
Two Sigma Advisers
New York
$9.15M -$623K -17,039 -7%
Goldman Sachs
27
Goldman Sachs
New York
$8.99M +$3.85M +105,510 +85%
Prudential Financial
28
Prudential Financial
New Jersey
$8.83M +$1.67M +45,770 +25%
Principal Financial Group
29
Principal Financial Group
Iowa
$8.28M +$172K +4,700 +2%
American Century Companies
30
American Century Companies
Missouri
$7.5M +$329K +9,008 +5%
TCIM
31
TIAA CREF Investment Management
New York
$6.81M -$693K -18,956 -10%
PAM
32
Panagora Asset Management
Massachusetts
$6.78M +$136K +3,730 +2%
Bank of New York Mellon
33
Bank of New York Mellon
New York
$5.99M +$562K +15,395 +11%
DIA
34
Dean Investment Associates
Ohio
$5.78M +$5.39M +147,650 New
Charles Schwab
35
Charles Schwab
California
$4.72M +$2.69M +73,670 +157%
Renaissance Technologies
36
Renaissance Technologies
New York
$4.25M -$2.92M -80,000 -42%
Manulife (Manufacturers Life Insurance)
37
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$4.19M +$3.31M +90,658 +549%
DCM
38
Dean Capital Management
Kansas
$3.93M +$3.67M +100,405 New
OAM
39
Oxford Asset Management
United Kingdom
$3.86M +$166K +4,534 +5%
SGAM
40
Smith Group Asset Management
Texas
$3.49M +$3.26M +89,180 New
JIR
41
James Investment Research
Ohio
$3.13M +$598K +16,380 +26%
SIM
42
Spark Investment Management
New York
$2.92M -$1.75M -48,000 -39%
PPA
43
Parametric Portfolio Associates
Washington
$2.72M -$89.1K -2,440 -3%
Morgan Stanley
44
Morgan Stanley
New York
$2.44M -$2.04M -55,716 -47%
SCA
45
Secor Capital Advisors
New York
$2.24M +$1.76M +48,252 +536%
D.E. Shaw & Co
46
D.E. Shaw & Co
New York
$2.08M -$1.25M -34,089 -39%
3C
47
361 Capital
Colorado
$2.06M +$1.93M +52,749 New
DCM
48
Dupont Capital Management
Delaware
$2M
GC
49
Globeflex Capital
California
$1.97M +$1.84M +50,417 New
AAMU
50
AEGON Asset Management (UK)
United Kingdom
$1.95M +$1.82M +49,810 New

HLI Hedge Fund Activity: Q3 2017 in Review

126 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in Houlihan Lokey (HLI) for Q3 2017, worth a combined $894M — up 19% from $753M a quarter earlier.

Buyers outnumbered sellers: 28 funds opened new HLI positions and 16 closed out — a net gain of 12 holders — while 48 added to existing stakes and 38 trimmed.

The largest buyer was Columbia Wanger Asset Management, adding an estimated $17.6M. The largest seller was Royce & Associates, cutting an estimated $12M.

  • 126 institutional investors held Houlihan Lokey (HLI) as of Q3 2017, up from 115 in Q2 2017.
  • Funds reported $894M of Houlihan Lokey stock for Q3 2017, up 19% quarter-over-quarter.
  • 28 funds opened new Houlihan Lokey positions in Q3 2017 and 16 closed out, a net change of +12 holders.
  • The largest Houlihan Lokey buyer in Q3 2017 was Columbia Wanger Asset Management, an estimated $17.6M added.
  • The largest Houlihan Lokey seller in Q3 2017 was Royce & Associates, an estimated $12M sold.

Based on aggregated 13F filings for Q3 2017.