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Houlihan Lokey
HLI

336 hedge funds and large institutions have $5.39B invested in Houlihan Lokey in 2023 Q3 according to their latest regulatory filings, with 52 funds opening new positions, 130 increasing their positions, 99 reducing their positions, and 40 closing their positions.

New
Increased
Maintained
Reduced
Closed

400% more funds holding in top 10

Funds holding in top 10: 1 → 5 (+4)

170% more call options, than puts

Call options by funds: $7.12M | Put options by funds: $2.63M

31% more repeat investments, than reductions

Existing positions increased: 130 | Existing positions reduced: 99

30% more first-time investments, than exits

New positions opened: 52 | Existing positions closed: 40

10% more capital invested

Capital invested by funds: $4.92B → $5.39B (+$476M)

2% more funds holding

Funds holding: 330 → 336 (+6)

0.64% less ownership

Funds ownership: 98.39% → 97.75% (-0.64%)

Holders
336
Holders Change
+6
Holders Change %
+1.82%
% of All Funds
5.33%
Holding in Top 10
5
Holding in Top 10 Change
+4
Holding in Top 10 Change %
+400%
% of All Funds
0.08%
New
52
Increased
130
Reduced
99
Closed
40
Calls
$7.12M
Puts
$2.63M
Net Calls
+$4.49M
Net Calls Change
+$507K

Top Buyers

Rank Fund Capital Flow
1
Wellington Management Group
Wellington Management Group
Massachusetts
+$101M
2
Fidelity Investments
Fidelity Investments
Massachusetts
+$63.9M
3
HighTower Advisors
HighTower Advisors
Illinois
+$26.8M
4
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$21.1M
5
Point72 Asset Management
Point72 Asset Management
Connecticut
+$16.6M

Top Sellers

Rank Fund Capital Flow
1
AllianceBernstein
AllianceBernstein
Tennessee
-$98.5M
2
Millennium Management
Millennium Management
New York
-$71.9M
3
Fidelity International
Fidelity International
Bermuda
-$28.8M
4
Morgan Stanley
Morgan Stanley
New York
-$15.5M
5
Vanguard Group
Vanguard Group
Pennsylvania
-$13.3M
Name Holding Trade Value Shares
Change 		Change in
Stake
SWM
301
Spire Wealth Management
Virginia
$10.5K – – –
IHWM
302
Iron Horse Wealth Management
Iowa
$10.3K +$9.9K +96 New
GFPC
303
Global Financial Private Client
Florida
$10.2K – – –
CSPIA
304
Cary Street Partners Investment Advisory
Virginia
$8.89K – – –
IFAM
305
Institutional & Family Asset Management
Colorado
$8.89K – – –
BBHC
306
Brown Brothers Harriman & Co
New York
$8.03K – – –
PTC
307
Private Trust Company
Ohio
$7.5K – – –
KFI
308
Key Financial Inc
Pennsylvania
$7.18K – – –
CWC
309
Carolinas Wealth Consulting
North Carolina
$6.65K -$17.9K -174 -73%
OIS
310
Okabena Investment Services
Minnesota
$6.64K – – –
BWL
311
Bogart Wealth LLC
Virginia
$6.53K – – –
AAP
312
Arax Advisory Partners
Colorado
$5.46K -$1.75K -17 -25%
SPIA
313
Steward Partners Investment Advisory
New York
$5.36K -$3.2K -31 -38%
LFG
314
Larson Financial Group
Missouri
$5.25K – – –
OLVIG
315
Oliver Lagore Vanvalin Investment Group
Michigan
$4.5K +$4.33K +42 New
SIC
316
Salem Investment Counselors
North Carolina
$4.29K – – –
JWA
317
JFS Wealth Advisors
Pennsylvania
$4.29K +$206 +2 +5%
Jones Financial Companies
318
Jones Financial Companies
Missouri
$4.29K +$4.12K +40 New
KFP
319
KB Financial Partners
New Jersey
$4K – – –
SFG
320
Steward Financial Group
Texas
$4K +$4.43K +43 New
BAM
321
Bellevue Asset Management
Washington
$3.86K – – –
GWS
322
Glassman Wealth Services
Virginia
$3.75K – – –
PFBT
323
Parkside Financial Bank & Trust
Missouri
$3.54K – – –
QC
324
Quent Capital
New York
$3.43K +$3.3K +32 New
CFB
325
Cullen/Frost Bankers
Texas
$3.21K – – –
11 12
13
14 15

HLI Hedge Fund Activity: Q3 2023 in Review

336 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in Houlihan Lokey (HLI) for Q3 2023, worth a combined $5.39B — up 9.7% from $4.92B a quarter earlier.

Buyers outnumbered sellers: 52 funds opened new HLI positions and 40 closed out — a net gain of 12 holders — while 130 added to existing stakes and 99 trimmed.

The largest buyer was Wellington Management Group, adding an estimated $101M. The largest seller was AllianceBernstein, cutting an estimated $98.5M.

  • 336 institutional investors held Houlihan Lokey (HLI) as of Q3 2023, up from 330 in Q2 2023.
  • Funds reported $5.39B of Houlihan Lokey stock for Q3 2023, up 9.7% quarter-over-quarter.
  • 52 funds opened new Houlihan Lokey positions in Q3 2023 and 40 closed out, a net change of +12 holders.
  • The largest Houlihan Lokey buyer in Q3 2023 was Wellington Management Group, an estimated $101M added.
  • The largest Houlihan Lokey seller in Q3 2023 was AllianceBernstein, an estimated $98.5M sold.

Based on aggregated 13F filings for Q3 2023.