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Houlihan Lokey
HLI

258 hedge funds and large institutions have $3B invested in Houlihan Lokey in 2020 Q3 according to their latest regulatory filings, with 35 funds opening new positions, 116 increasing their positions, 83 reducing their positions, and 51 closing their positions.

New
Increased
Maintained
Reduced
Closed

40% more repeat investments, than reductions

Existing positions increased: 116 | Existing positions reduced: 83

7% more capital invested

Capital invested by funds: $2.81B → $3B (+$194M)

0% more funds holding in top 10

Funds holding in top 10: 2 → 2 (0)

2.35% less ownership

Funds ownership: 102.18% → 99.83% (-2.3%)

6% less funds holding

Funds holding: 274 → 258 (-16)

31% less first-time investments, than exits

New positions opened: 35 | Existing positions closed: 51

51% less call options, than puts

Call options by funds: $431K | Put options by funds: $880K

Holders
258
Holders Change
-16
Holders Change %
-5.84%
% of All Funds
5.21%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.04%
New
35
Increased
116
Reduced
83
Closed
51
Calls
$431K
Puts
$880K
Net Calls
-$449K
Net Calls Change
+$291K

Top Buyers

1
First Trust Advisors
First Trust Advisors
Illinois
+$53.2M
2
BlackRock
BlackRock
New York
+$23.3M
3
Schroder Investment Management Group
Schroder Investment Management Group
United Kingdom
+$22.5M
4
FMI
Fiduciary Management Inc
Wisconsin
+$17.6M
5
AllianceBernstein
AllianceBernstein
Tennessee
+$13.4M

Top Sellers

1
Ameriprise
Ameriprise
Minnesota
-$38.4M
2
Nordea Investment Management
Nordea Investment Management
Sweden
-$23M
3
Millennium Management
Millennium Management
New York
-$14.8M
4
Goldman Sachs
Goldman Sachs
New York
-$13.9M
5
Citadel Advisors
Citadel Advisors
Florida
-$12M
Name Holding Trade Value Shares
Change 		Change in
Stake
DIM
276
DC Investments Management
Virginia
– -$591K -10,616 Closed
WCM
277
Weld Capital Management
New York
– -$551K -9,900 Closed
ACM
278
AlphaCrest Capital Management
New York
– -$540K -9,700 Closed
MF
279
Magnetar Financial
Illinois
– -$455K -8,182 Closed
Verition Fund Management
280
Verition Fund Management
Connecticut
– -$437K -7,850 Closed
PP
281
Paloma Partners
Connecticut
– -$429K -7,717 Closed
BCM
282
Bayesian Capital Management
New York
– -$405K -7,283 Closed
QC
283
Quadrature Capital
United Kingdom
– -$394K -7,082 Closed
LJAC
284
L.J. Altfest & Co
New York
– -$387K -6,952 Closed
PRC
285
Pearl River Capital
Michigan
– -$381K -6,845 Closed
PHK
286
Point72 Hong Kong
Hong Kong
– -$344K -6,179 Closed
AR
287
Advisory Research
Illinois
– -$322K -5,786 Closed
CC
288
Cipher Capital
New York
– -$309K -5,561 Closed
ECM
289
ExodusPoint Capital Management
New York
– -$263K -4,721 Closed
ECM
290
ETrade Capital Management
Virginia
– -$262K -4,711 Closed
QCM
291
Quantinno Capital Management
New York
– -$259K -4,648 Closed
AA
292
ALPS Advisors
Colorado
– -$220K -3,949 Closed
PTC
293
Petrus Trust Company
Texas
– -$205K -3,690 Closed
CAN
294
Cetera Advisor Networks
California
– -$181K -3,246 Closed
SG Americas Securities
295
SG Americas Securities
New York
– -$178K -3,208 Closed
State of Tennessee, Department of Treasury
296
State of Tennessee, Department of Treasury
Tennessee
– -$121K -2,179 Closed
CWP
297
CFM Wealth Partners
Texas
– -$88K -1,586 Closed
PI
298
PEAK6 Investments
Illinois
– -$72K -1,290 Closed
FCA
299
FinTrust Capital Advisors
South Carolina
– -$65K -1,160 Closed
KPW
300
Kore Private Wealth
New York
– -$55K -1,000 Closed
9 10 11
12
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HLI Hedge Fund Activity: Q3 2020 in Review

258 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in Houlihan Lokey (HLI) for Q3 2020, worth a combined $3B — up 6.9% from $2.81B a quarter earlier.

Sellers outnumbered buyers: 51 funds closed out of HLI and 35 opened new positions — a net loss of 16 holders — while 83 trimmed existing stakes and 116 added.

The largest buyer was First Trust Advisors, adding an estimated $53.2M. The largest seller was Ameriprise, cutting an estimated $38.4M.

  • 258 institutional investors held Houlihan Lokey (HLI) as of Q3 2020, down from 274 in Q2 2020.
  • Funds reported $3B of Houlihan Lokey stock for Q3 2020, up 6.9% quarter-over-quarter.
  • 35 funds opened new Houlihan Lokey positions in Q3 2020 and 51 closed out, a net change of -16 holders.
  • The largest Houlihan Lokey buyer in Q3 2020 was First Trust Advisors, an estimated $53.2M added.
  • The largest Houlihan Lokey seller in Q3 2020 was Ameriprise, an estimated $38.4M sold.

Based on aggregated 13F filings for Q3 2020.