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Houlihan Lokey
HLI

258 hedge funds and large institutions have $3B invested in Houlihan Lokey in 2020 Q3 according to their latest regulatory filings, with 35 funds opening new positions, 116 increasing their positions, 83 reducing their positions, and 51 closing their positions.

New
Increased
Maintained
Reduced
Closed

40% more repeat investments, than reductions

Existing positions increased: 116 | Existing positions reduced: 83

7% more capital invested

Capital invested by funds: $2.81B → $3B (+$194M)

0% more funds holding in top 10

Funds holding in top 10: 2 → 2 (0)

2.35% less ownership

Funds ownership: 102.18% → 99.83% (-2.3%)

6% less funds holding

Funds holding: 274 → 258 (-16)

31% less first-time investments, than exits

New positions opened: 35 | Existing positions closed: 51

51% less call options, than puts

Call options by funds: $431K | Put options by funds: $880K

Holders
258
Holders Change
-16
Holders Change %
-5.84%
% of All Funds
5.21%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.04%
New
35
Increased
116
Reduced
83
Closed
51
Calls
$431K
Puts
$880K
Net Calls
-$449K
Net Calls Change
+$291K

Top Buyers

1
First Trust Advisors
First Trust Advisors
Illinois
+$53.2M
2
BlackRock
BlackRock
New York
+$23.3M
3
Schroder Investment Management Group
Schroder Investment Management Group
United Kingdom
+$22.5M
4
FMI
Fiduciary Management Inc
Wisconsin
+$17.6M
5
AllianceBernstein
AllianceBernstein
Tennessee
+$13.4M

Top Sellers

1
Ameriprise
Ameriprise
Minnesota
-$38.4M
2
Nordea Investment Management
Nordea Investment Management
Sweden
-$23M
3
Millennium Management
Millennium Management
New York
-$14.8M
4
Goldman Sachs
Goldman Sachs
New York
-$13.9M
5
Citadel Advisors
Citadel Advisors
Florida
-$12M
Name Holding Trade Value Shares
Change 		Change in
Stake
VCM
251
Versant Capital Management
Arizona
$3K – – –
Carson Wealth (CWM LLC)
252
Carson Wealth (CWM LLC)
Nebraska
$2K – – –
ETC
253
Exchange Traded Concepts
Oklahoma
$2K +$2.29K +40 New
BFC
254
Bedel Financial Consulting
Indiana
$1K – – –
FFA
255
Founders Financial Alliance
North Carolina
$1K +$745 +13 New
VF
256
Virtu Financial
New York
– -$5.27M -94,752 Closed
BIM
257
Bogle Investment Management
Massachusetts
– -$3.41M -61,343 Closed
LCM
258
Laurion Capital Management
New York
– -$3.38M -60,743 Closed
Squarepoint
259
Squarepoint
New York
– -$2.78M -49,991 Closed
PIM
260
Paradice Investment Management
Colorado
– -$2.65M -47,625 Closed
BC
261
Brookfield Corp
Ontario, Canada
– -$2.23M -40,000 Closed
Janus Henderson Group
262
Janus Henderson Group
United Kingdom
– -$2.11M -37,899 Closed
EGM
263
Engineers Gate Manager
New York
– -$1.93M -34,658 Closed
BAM
264
Blueshift Asset Management
New Jersey
– -$1.5M -26,954 Closed
HA
265
H2O AM
United Kingdom
– -$1.41M -25,322 Closed
Assenagon Asset Management
266
Assenagon Asset Management
Luxembourg
– -$1.34M -24,162 Closed
Los Angeles Capital Management
267
Los Angeles Capital Management
California
– -$1.14M -20,423 Closed
PMAM
268
Picton Mahoney Asset Management
Ontario, Canada
– -$996K -17,900 Closed
PL
269
Polianta Ltd
Jersey
– -$979K -17,600 Closed
AIC
270
Aurora Investment Counsel
Georgia
– -$963K -17,300 Closed
AIMCA
271
Alberta Investment Management Corp (AIMCo)
Alberta, Canada
– -$748K -13,437 Closed
Wellington Management Group
272
Wellington Management Group
Massachusetts
– -$743K -13,352 Closed
TC
273
TwinBeech Capital
New York
– -$637K -11,456 Closed
SM
274
Sciencast Management
New Jersey
– -$609K -11,007 Closed
SRAM
275
Stone Ridge Asset Management
New York
– -$592K -10,641 Closed
9 10
11
12 13

HLI Hedge Fund Activity: Q3 2020 in Review

258 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in Houlihan Lokey (HLI) for Q3 2020, worth a combined $3B — up 6.9% from $2.81B a quarter earlier.

Sellers outnumbered buyers: 51 funds closed out of HLI and 35 opened new positions — a net loss of 16 holders — while 83 trimmed existing stakes and 116 added.

The largest buyer was First Trust Advisors, adding an estimated $53.2M. The largest seller was Ameriprise, cutting an estimated $38.4M.

  • 258 institutional investors held Houlihan Lokey (HLI) as of Q3 2020, down from 274 in Q2 2020.
  • Funds reported $3B of Houlihan Lokey stock for Q3 2020, up 6.9% quarter-over-quarter.
  • 35 funds opened new Houlihan Lokey positions in Q3 2020 and 51 closed out, a net change of -16 holders.
  • The largest Houlihan Lokey buyer in Q3 2020 was First Trust Advisors, an estimated $53.2M added.
  • The largest Houlihan Lokey seller in Q3 2020 was Ameriprise, an estimated $38.4M sold.

Based on aggregated 13F filings for Q3 2020.