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Western Asset High Income Opportunity Fund

Name Holding Trade Value Shares
Change
Change in
Stake
PHS
101
Pekin Hardy Strauss
Illinois
– -$202K -39,805 Closed
Private Advisor Group
102
Private Advisor Group
New Jersey
– -$149K -29,454 Closed
LC
103
Lindbrook Capital
California
– -$142K -28,000 Closed
AGM
104
Alpine Global Management
New York
– -$141K -27,867 Closed
TSS
105
Two Sigma Securities
New York
– -$107K -21,153 Closed
LPL Financial
106
LPL Financial
California
– -$90K -17,725 Closed
Pathstone Family Office
107
Pathstone Family Office
New Jersey
– -$50.1K -9,876 Closed
DI
108
Disciplined Investments
Oklahoma
– -$17K -3,451 Closed
CHAM
109
Clear Harbor Asset Management
Connecticut
– -$507 -100 Closed