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HIO

Western Asset High Income Opportunity Fund

Name Holding Trade Value Shares
Change
Change in
Stake
YCM
26
Yakira Capital Management
Connecticut
$1.33M +$1.33M +271,200 New
SPIA
27
Steward Partners Investment Advisory
New York
$1.21M +$59 +12 +0%
Royal Bank of Canada
28
Royal Bank of Canada
Ontario, Canada
$1.19M +$650K +132,386 +119%
TIM
29
Tortoise Investment Management
New York
$1.18M +$1.16M +237,082 +6,774%
WS
30
Wela Strategies
Georgia
$904K +$86.3K +17,582 +11%
MSL
31
Mackay Shields LLC
New York
$834K +$412K +84,000 +98%
CPIG
32
Chicago Partners Investment Group
Illinois
$806K +$807K +164,426 New
RJFSA
33
Raymond James Financial Services Advisors
Florida
$745K -$29.8K -6,077 -4%
POIA
34
Pin Oak Investment Advisors
Texas
$740K
Envestnet Asset Management
35
Envestnet Asset Management
Illinois
$711K +$71.2K +14,498 +11%
Stifel Financial
36
Stifel Financial
Missouri
$692K -$72.6K -14,794 -9%
PAS
37
Park Avenue Securities
New York
$690K +$71.1K +14,489 +11%
RJA
38
Raymond James & Associates
Florida
$680K -$177K -35,967 -21%
GHAM
39
Gilman Hill Asset Management
Connecticut
$639K +$103K +21,000 +19%
CL
40
CSS LLC
Illinois
$556K +$556K +113,374 New
Osaic Holdings
41
Osaic Holdings
Arizona
$444K -$18.4K -3,747 -4%
RCA
42
Rowland Carmichael Advisors
Arizona
$407K
OC
43
Oppenheimer & Co
New York
$335K +$15.7K +3,200 +5%
Barclays
44
Barclays
United Kingdom
$294K +$25K +5,102 +10%
Commonwealth Equity Services
45
Commonwealth Equity Services
Massachusetts
$285K +$177K +35,972 +161%
Truist Financial
46
Truist Financial
North Carolina
$261K +$77K +15,699 +42%
Cambridge Investment Research Advisors
47
Cambridge Investment Research Advisors
Iowa
$255K
SFS
48
Shaker Financial Services
Virginia
$250K +$251K +51,056 New
MAFM
49
Mid Atlantic Financial Management
Pennsylvania
$231K -$39.2K -7,980 -15%
SBIA
50
Sheaff Brock Investment Advisors
Indiana
$230K -$407 -83 -0.2%