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Heritage Global
HGBL

54 hedge funds and large institutions have $27.9M invested in Heritage Global in 2023 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 21 increasing their positions, 13 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

62% more repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 13

0.61% more ownership

Funds ownership: 26.33% → 26.94% (+0.61%)

4% less funds holding

Funds holding: 56 → 54 (-2)

9% less capital invested

Capital invested by funds: $30.6M → $27.9M (-$2.75M)

17% less first-time investments, than exits

New positions opened: 10 | Existing positions closed: 12

Holders
54
Holders Change
-2
Holders Change %
-3.57%
% of All Funds
0.79%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
10
Increased
21
Reduced
13
Closed
12
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
WC
Wynnefield Capital
New York
+$1.31M
2
HIG
Herr Investment Group
Texas
+$1.15M
3
1CM
1492 Capital Management
Wisconsin
+$568K
4
Dimensional Fund Advisors
Dimensional Fund Advisors
Texas
+$352K
5
AA
Ancora Advisors
Ohio
+$342K

Top Sellers

Rank Fund Capital Flow
1
EI
EAM Investors
California
-$1.04M
2
QC
Quadrature Capital
United Kingdom
-$560K
3
Morgan Stanley
Morgan Stanley
New York
-$500K
4
Acadian Asset Management
Acadian Asset Management
Massachusetts
-$488K
5
Citadel Advisors
Citadel Advisors
Florida
-$314K
Name Holding Trade Value Shares
Change 		Change in
Stake
AIC
51
Archer Investment Corporation
Indiana
$97 +$29 +10 +40%
Bank of America
52
Bank of America
North Carolina
$56 +$59 +20 New
CTC
53
Central Trust Company
Missouri
$14 +$15 +5 New
CWM
54
CarsonAllaria Wealth Management
Illinois
$6 – – –
EI
55
EAM Investors
California
– -$1.04M -333,504 Closed
QC
56
Quadrature Capital
United Kingdom
– -$560K -177,838 Closed
Acadian Asset Management
57
Acadian Asset Management
Massachusetts
– -$488K -156,915 Closed
CIBC World Market
58
CIBC World Market
Ontario, Canada
– -$252K -80,678 Closed
NW
59
Naviter Wealth
Arkansas
– -$91.8K -29,421 Closed
Goldman Sachs
60
Goldman Sachs
New York
– -$88.2K -28,266 Closed
Walleye Capital
61
Walleye Capital
New York
– -$71K -22,745 Closed
OQS
62
Occudo Quantitative Strategies
Florida
– -$63.6K -20,393 Closed
Susquehanna International Group
63
Susquehanna International Group
Pennsylvania
– -$34K -10,904 Closed
KWM
64
Keebeck Wealth Management
Illinois
– -$31.2K -10,000 Closed
HIM
65
Hillsdale Investment Management
Ontario, Canada
– -$4.52K -1,450 Closed
FDCDDQ
66
Federation des caisses Desjardins du Quebec
Quebec, Canada
– -$62 -20 Closed
1 2
3

HGBL Hedge Fund Activity: Q4 2023 in Review

54 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in Heritage Global (HGBL) for Q4 2023, worth a combined $27.9M — down 9% from $30.6M a quarter earlier.

Sellers outnumbered buyers: 12 funds closed out of HGBL and 10 opened new positions — a net loss of 2 holders — while 13 trimmed existing stakes and 21 added.

The largest buyer was Wynnefield Capital, opening a new position worth an estimated $1.31M. The largest seller was EAM Investors, exiting entirely with an estimated $1.04M sold.

  • 54 institutional investors held Heritage Global (HGBL) as of Q4 2023, down from 56 in Q3 2023.
  • Funds reported $27.9M of Heritage Global stock for Q4 2023, down 9% quarter-over-quarter.
  • 10 funds opened new Heritage Global positions in Q4 2023 and 12 closed out, a net change of -2 holders.
  • The largest Heritage Global buyer in Q4 2023 was Wynnefield Capital, an estimated $1.31M added.
  • The largest Heritage Global seller in Q4 2023 was EAM Investors, an estimated $1.04M sold.

Based on aggregated 13F filings for Q4 2023.