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Heritage Global
HGBL

54 hedge funds and large institutions have $27.9M invested in Heritage Global in 2023 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 21 increasing their positions, 13 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

62% more repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 13

0.61% more ownership

Funds ownership: 26.33% → 26.94% (+0.61%)

4% less funds holding

Funds holding: 56 → 54 (-2)

9% less capital invested

Capital invested by funds: $30.6M → $27.9M (-$2.75M)

17% less first-time investments, than exits

New positions opened: 10 | Existing positions closed: 12

Holders
54
Holders Change
-2
Holders Change %
-3.57%
% of All Funds
0.79%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
10
Increased
21
Reduced
13
Closed
12
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
WC
Wynnefield Capital
New York
+$1.31M
2
HIG
Herr Investment Group
Texas
+$1.15M
3
1CM
1492 Capital Management
Wisconsin
+$568K
4
Dimensional Fund Advisors
Dimensional Fund Advisors
Texas
+$352K
5
AA
Ancora Advisors
Ohio
+$342K

Top Sellers

Rank Fund Capital Flow
1
EI
EAM Investors
California
-$1.04M
2
QC
Quadrature Capital
United Kingdom
-$560K
3
Morgan Stanley
Morgan Stanley
New York
-$500K
4
Acadian Asset Management
Acadian Asset Management
Massachusetts
-$488K
5
Citadel Advisors
Citadel Advisors
Florida
-$314K
Name Holding Trade Value Shares
Change 		Change in
Stake
Citadel Advisors
26
Citadel Advisors
Florida
$67.6K -$314K -106,680 -81%
Marshall Wace
27
Marshall Wace
United Kingdom
$64.4K -$62.6K -21,258 -48%
Bank of New York Mellon
28
Bank of New York Mellon
New York
$58.9K +$17.7K +6,025 +40%
Barclays
29
Barclays
United Kingdom
$52K +$4.96K +1,685 +10%
Charles Schwab
30
Charles Schwab
California
$46.7K – – –
RA
31
Royce & Associates
New York
$44.9K +$3 +1 +0%
Prudential Financial
32
Prudential Financial
New Jersey
$43.4K – – –
EGM
33
Engineers Gate Manager
New York
$40.2K +$4.76K +1,616 +13%
Stifel Financial
34
Stifel Financial
Missouri
$34.1K – – –
JP Morgan Chase
35
JP Morgan Chase
New York
$24.7K +$26.1K +8,845 +23,276%
NA
36
NewEdge Advisors
Louisiana
$21.4K -$135K -45,795 -86%
TRCT
37
Tower Research Capital (TRC)
New York
$11.9K +$12.6K +4,294 New
PA
38
Parallel Advisors
California
$11.1K – – –
Osaic Holdings
39
Osaic Holdings
Arizona
$5.07K +$5.38K +1,826 New
Federated Hermes
40
Federated Hermes
Pennsylvania
$4.08K – – –
WB
41
Webster Bank
Connecticut
$3.61K – – –
Morgan Stanley
42
Morgan Stanley
New York
$2.78K -$500K -169,884 -99%
UBS Group
43
UBS Group
Switzerland
$2.66K +$2.8K +951 +15,850%
SWM
44
Spire Wealth Management
Virginia
$1.44K – – –
Royal Bank of Canada
45
Royal Bank of Canada
Ontario, Canada
$1K +$77 +26 +13%
Wells Fargo
46
Wells Fargo
California
$659 +$35 +12 +5%
CIA
47
Cape Investment Advisory
Georgia
$295 +$312 +106 New
PNC Financial Services Group
48
PNC Financial Services Group
Pennsylvania
$222 – – –
Fidelity Investments
49
Fidelity Investments
Massachusetts
$186 -$168 -57 -46%
Toronto Dominion Bank
50
Toronto Dominion Bank
Ontario, Canada
$170 – – –
1
2
3

HGBL Hedge Fund Activity: Q4 2023 in Review

54 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in Heritage Global (HGBL) for Q4 2023, worth a combined $27.9M — down 9% from $30.6M a quarter earlier.

Sellers outnumbered buyers: 12 funds closed out of HGBL and 10 opened new positions — a net loss of 2 holders — while 13 trimmed existing stakes and 21 added.

The largest buyer was Wynnefield Capital, opening a new position worth an estimated $1.31M. The largest seller was EAM Investors, exiting entirely with an estimated $1.04M sold.

  • 54 institutional investors held Heritage Global (HGBL) as of Q4 2023, down from 56 in Q3 2023.
  • Funds reported $27.9M of Heritage Global stock for Q4 2023, down 9% quarter-over-quarter.
  • 10 funds opened new Heritage Global positions in Q4 2023 and 12 closed out, a net change of -2 holders.
  • The largest Heritage Global buyer in Q4 2023 was Wynnefield Capital, an estimated $1.31M added.
  • The largest Heritage Global seller in Q4 2023 was EAM Investors, an estimated $1.04M sold.

Based on aggregated 13F filings for Q4 2023.