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Name Holding Trade Value Shares
Change 		Change in
Stake
QAM
1501
QCI Asset Management
New York
$191K – – –
IRS
1502
Invictus RG (Singapore)
Singapore
$175K -$293K -2,529 -63%
USGIU
1503
U.S. Global Investors (USGI)
Texas
$173K +$174K +1,500 New
HCP
1504
Holt Capital Partners
Texas
$162K – – –
TDC
1505
Thompson Davis & Co
Virginia
$154K +$107K +921 +224%
RCG
1506
Ruggie Capital Group
Florida
$145K -$38.9K -336 -22%
MA
1507
MCF Advisors
Kentucky
$145K +$11.8K +102 +9%
CAL
1508
Capital Analysts LLC
Pennsylvania
$144K -$9.6K -83 -6%
MUS
1509
Mitsubishi UFJ Securities
Japan
$140K +$45.1K +390 +48%
EWM
1510
Edge Wealth Management
New York
$135K +$347 +3 +0.3%
PAM
1511
PT Asset Management
Illinois
$133K +$133K +1,150 New
CWM
1512
Cranbrook Wealth Management
Michigan
$132K – – –
CHP
1513
Cable Hill Partners
Oregon
$131K +$13.5K +117 +12%
GWS
1514
Glassman Wealth Services
Virginia
$131K +$23.3K +201 +22%
MVIP
1515
Mar Vista Investment Partners
California
$127K +$127K +1,100 New
AIM
1516
Advantage Investment Management
Iowa
$121K +$21.9K +189 +22%
PFSC
1517
Peoples Financial Services Corp
Pennsylvania
$118K – – –
WCM
1518
Wealthcare Capital Management
Virginia
$115K – – –
VHAM
1519
Van Hulzen Asset Management
California
$115K +$116K +1,000 New
EDRPMB
1520
Edmond de Rothschild Private Merchant Banking
United Kingdom
$112K +$112K +972 New
M
1521
MOTCO
Texas
$108K +$17.2K +149 +19%
LFR
1522
Lehman Financial Resources
Pennsylvania
$106K – – –
VNA
1523
Valley National Advisers
Pennsylvania
$105K – – –
HDIM
1524
Hanson & Doremus Investment Management
Vermont
$104K – – –
NYLT
1525
New York Life Trust
New York
$103K +$6.36K +55 +7%
59 60
61
62 63