|
601
|
TLP Group
Evanston,
Illinois
|
–
|
-$254K
|
-19,000
|
Closed
|
|
|
602
|
Robeco Institutional Asset Management
Rotterdam,
Netherlands
|
–
|
-$192K
|
-14,370
|
Closed
|
|
|
603
|
Connor, Clark & Lunn Investment Management (CC&L)
Vancouver,
British Columbia, Canada
|
–
|
-$171K
|
-12,800
|
Closed
|
|
|
604
|
Capital Advisors Inc
Tulsa,
Oklahoma
|
–
|
-$167K
|
-12,464
|
Closed
|
|
|
605
|
Concert Wealth Management
San Jose,
California
|
–
|
-$160K
|
-11,891
|
Closed
|
|
|
606
|
Coldstream Capital Management
Bellevue,
Washington
|
–
|
-$157K
|
-11,715
|
Closed
|
|
|
607
|
Boothbay Fund Management
New York
|
–
|
-$150K
|
-11,229
|
Closed
|
|
|
608
|
Sigma Planning Corp
Ann Arbor,
Michigan
|
–
|
-$137K
|
-10,253
|
Closed
|
|
|
609
|
Bellecapital
Zurich,
Switzerland
|
–
|
-$134K
|
-10,000
|
Closed
|
|
|
610
|
Prelude Capital Management
New York
|
–
|
-$132K
|
-9,868
|
Closed
|
|
|
611
|
Invictus RG
Hamilton,
Bermuda
|
–
|
-$79K
|
-5,885
|
Closed
|
|
|
612
|
Evercore Wealth Management
New York
|
–
|
-$71K
|
-5,300
|
Closed
|
|
|
613
|
Fieldpoint Private Securities
Greenwich,
Connecticut
|
–
|
-$42K
|
-3,110
|
Closed
|
|
|
614
|
Somerset Trust
Somerset,
Pennsylvania
|
–
|
-$32K
|
-2,425
|
Closed
|
|
|
615
|
Tower Research Capital (TRC)
New York
|
–
|
-$23K
|
-1,732
|
Closed
|
|
|
616
|
Brick & Kyle Associates
Newtown,
Pennsylvania
|
–
|
-$20K
|
-1,500
|
Closed
|
|
|
617
|
Archford Capital Strategies
Swansea,
Illinois
|
–
|
-$15K
|
-1,132
|
Closed
|
|
|
618
|
Enterprise Financial Services Corp (EFSC)
Clayton,
Missouri
|
–
|
-$14K
|
-1,017
|
Closed
|
|
|
619
|
Integrated Investment Consultants
Bloomfield Hills,
Michigan
|
–
|
-$13K
|
-1,000
|
Closed
|
|
|
620
|
Carson Wealth (CWM LLC)
Omaha,
Nebraska
|
–
|
-$7.79K
|
-602
|
-95%
|
|
|
621
|
WealthPLAN Partners
Omaha,
Nebraska
|
–
|
-$4.58K
|
-350
|
Closed
|
|
|
622
|
Pathstone Family Office
Englewood,
New Jersey
|
–
|
-$3K
|
-193
|
Closed
|
|
|
623
|
Alpha Windward
Westwood,
Massachusetts
|
–
|
-$2K
|
-169
|
Closed
|
|
|
624
|
Legacy Advisors
Plymouth Meeting,
Pennsylvania
|
–
|
-$1K
|
-130
|
Closed
|
|
