|
101
|
Apriem Advisors
Irvine,
California
|
$4K
|
-$31.6K
|
-1,400
|
-90%
|
|
|
102
|
Carroll Financial Associates
Charlotte,
North Carolina
|
$4K
|
–
|
–
|
–
|
|
|
103
|
WFG Advisors
Dallas,
Texas
|
$3K
|
-$22.5K
|
-1,000
|
-89%
|
|
|
104
|
Manulife (Manufacturers Life Insurance)
Canada,
Ontario, Canada
|
$3K
|
+$3.18K
|
+141
|
New
|
|
|
105
|
Integrated Wealth Management (Palm Desert)
Palm Desert,
California
|
$1K
|
–
|
–
|
–
|
|
|
106
|
Credit Suisse
Zurich,
Switzerland
|
–
|
-$3.33M
|
-128,457
|
Closed
|
|
|
107
|
Riggs Asset Management
Dallas,
Pennsylvania
|
–
|
-$1.97M
|
-76,205
|
Closed
|
|
|
108
|
Stifel Financial
St. Louis,
Missouri
|
–
|
-$1.66M
|
-63,889
|
Closed
|
|
|
109
|
Beck Capital Management
Austin,
Texas
|
–
|
-$1.65M
|
-63,763
|
Closed
|
|
|
110
|
Retirement Design & Management
Westport,
Connecticut
|
–
|
-$1.26M
|
-48,632
|
Closed
|
|
|
111
|
Davenport & Co
Richmond,
Virginia
|
–
|
-$1.24M
|
-47,909
|
Closed
|
|
|
112
|
Bison Wealth
Atlanta,
Georgia
|
–
|
-$1.02M
|
-39,404
|
Closed
|
|
|
113
|
Fiduciary Financial Services of The Southwest
Dallas,
Texas
|
–
|
-$883K
|
-34,074
|
Closed
|
|
|
114
|
Cabot Wealth Management
Salem,
Massachusetts
|
–
|
-$724K
|
-27,957
|
Closed
|
|
|
115
|
L & S Advisors
Los Angeles,
California
|
–
|
-$292K
|
-11,274
|
Closed
|
|
|
116
|
Dorchester Wealth Management
Montreal,
Quebec, Canada
|
–
|
-$282K
|
-10,900
|
Closed
|
|
|
117
|
Sigma Planning Corp
Ann Arbor,
Michigan
|
–
|
-$265K
|
-10,217
|
Closed
|
|
|
118
|
People's United Financial
Bridgeport,
Connecticut
|
–
|
-$259K
|
-10,000
|
Closed
|
|
|
119
|
B. Riley Wealth Management
Memphis,
Tennessee
|
–
|
-$244K
|
-9,440
|
Closed
|
|
|
120
|
Cahill Financial Advisors
Edina,
Minnesota
|
–
|
-$237K
|
-9,125
|
Closed
|
|
|
121
|
Aureus Asset Management
Boston,
Massachusetts
|
–
|
-$233K
|
-9,000
|
Closed
|
|
|
122
|
BB&T Securities
Richmond,
Virginia
|
–
|
-$232K
|
-8,977
|
Closed
|
|
|
123
|
First Western Capital Management
Los Angeles,
California
|
–
|
-$201K
|
-7,750
|
Closed
|
|
|
124
|
Simplex Trading
Chicago,
Illinois
|
–
|
-$139K
|
-5,397
|
Closed
|
|
|
125
|
Risk Paradigm Group
Austin,
Texas
|
–
|
-$89.4K
|
-3,450
|
Closed
|
|
