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Goldman Sachs
GS

Name Holding Trade Value Shares
Change 		Change in
Stake
PFSC
976
Peoples Financial Services Corp
Pennsylvania
$10K – – –
LWA
977
Lenox Wealth Advisors
New York
$10K +$7.25K +39 +279%
TIM
978
Tortoise Investment Management
New York
$10K +$9.3K +50 +5,000%
ECM
979
Estabrook Capital Management
New York
$9.4K – – –
M
980
MOTCO
Texas
$9K -$5.39K -29 -37%
AAC
981
Asset Advisors Corp
Georgia
$9K – – –
BAM
982
Brave Asset Management
New Jersey
$9K – – –
CFN
983
Cordasco Financial Network
Florida
$9K – – –
AC
984
Alexandria Capital
Virginia
$9K +$9.3K +50 New
MUS
985
Mitsubishi UFJ Securities
Japan
$9K +$9.3K +50 New
ARMC
986
American Research & Management Company
Massachusetts
$6K – – –
WC
987
Whitnell & Co
Illinois
$6K – – –
CFA
988
CT Financial Advisors
Pennsylvania
$5.03K +$186 +1 +4%
IMS
989
Index Management Solutions
Pennsylvania
$4K -$31.8K -171 -90%
CFA
990
Carroll Financial Associates
North Carolina
$3K – – –
SIG
991
Stanford Investment Group
California
$3K – – –
CS
992
Credential Securities
$1.5K – – –
OSAM
993
O'Shaughnessy Asset Management
Connecticut
$1K -$131K -705 -99%
HAM
994
HHR Asset Management
New Jersey
– -$117M -605,900 Closed
DFO
995
Duquesne Family Office
New York
– -$25.7M -132,500 Closed
UIM
996
Underhill Investment Management
California
– -$16M -82,450 Closed
WMSA
997
Weiss Multi-Strategy Advisers
New York
– -$9.69M -50,000 Closed
GWM
998
Greenwich Wealth Management
Connecticut
– -$8.89M -45,851 Closed
WMC
999
Westwood Management Corporation
Illinois
– -$8.52M -43,950 Closed
CGM
1000
Capital Growth Management
Massachusetts
– -$7.75M -40,000 Closed
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40
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