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Gladstone Capital

Name Holding Trade Value Shares
Change
Change in
Stake
WOC
76
West Oak Capital
California
$9K – – –
VAG
77
VisionPoint Advisory Group
Texas
$3.21K – – –
HBW
78
Hazlett, Burt & Watson
West Virginia
$3K – – –
CFD
79
Creative Financial Designs
Indiana
$2.65K +$2.48K +124 New
KFI
80
Key Financial Inc
Pennsylvania
$2.14K – – –
CIA
81
Cape Investment Advisory
Georgia
$2.14K +$2K +100 New
VNA
82
Valley National Advisers
Pennsylvania
$2K – – –
MSG
83
Main Street Group
Virginia
$1.07K +$998 +50 New
PA
84
Parallel Advisors
California
$191 – – –
Fidelity Investments
85
Fidelity Investments
Massachusetts
$11 – – –
HNB
86
Huntington National Bank
Ohio
$11 – – –
SM
87
Scoggin Management
New York
– -$2.24M -116,038 Closed
SSA
88
Schonfeld Strategic Advisors
New York
– -$881K -45,700 Closed
CSS
89
Cubist Systematic Strategies
Connecticut
– -$493K -25,595 Closed
CA
90
Cetera Advisors
Colorado
– -$453K -23,501 Closed
UCFA
91
United Capital Financial Advisors
Texas
– -$299K -15,500 Closed
DTL
92
Dynamic Technology Lab
Singapore
– -$228K -11,851 Closed
Jane Street
93
Jane Street
New York
– -$217K -11,260 Closed
NRD
94
Nebula Research & Development
New York
– -$163K -8,452 Closed
Connor, Clark & Lunn Investment Management (CC&L)
95
Connor, Clark & Lunn Investment Management (CC&L)
British Columbia, Canada
– -$138K -7,182 Closed
XT
96
XTX Topco
Cayman Islands
– -$119K -6,179 Closed
BFM
97
Boothbay Fund Management
New York
– -$97.7K -5,070 Closed
RFA
98
Register Financial Advisors
Georgia
– -$62.2K -3,229 Closed
Simplex Trading
99
Simplex Trading
Illinois
– -$16.2K -813 Closed