|
401
|
Brighton Jones LLC
Seattle,
Washington
|
–
|
-$305K
|
-18,468
|
Closed
|
|
|
402
|
Account Management
Boxford,
Massachusetts
|
–
|
-$235K
|
-14,250
|
Closed
|
|
|
403
|
NumerixS Investment Technologies
Vancouver,
British Columbia, Canada
|
–
|
-$225K
|
-13,600
|
Closed
|
|
|
404
|
Stock Yards Bank & Trust
Louisville,
Kentucky
|
–
|
-$194K
|
-11,724
|
Closed
|
|
|
405
|
Sigma Planning Corp
Ann Arbor,
Michigan
|
–
|
-$182K
|
-11,011
|
Closed
|
|
|
406
|
Wellington Shields & Co
New York
|
–
|
-$180K
|
-10,875
|
Closed
|
|
|
407
|
Cypress Capital Group
Palm Beach,
Florida
|
–
|
-$165K
|
-10,000
|
Closed
|
|
|
408
|
Lombard Odier Asset Management (Europe)
London,
United Kingdom
|
–
|
-$212K
|
-9,787
|
Closed
|
|
|
409
|
Orinda Asset Management
Lafayette,
California
|
–
|
-$116K
|
-7,021
|
Closed
|
|
|
410
|
Mark Sheptoff Financial Planning
Glastonbury,
Connecticut
|
–
|
-$71K
|
-4,300
|
Closed
|
|
|
411
|
Global X Management Company
New York
|
–
|
-$69K
|
-4,213
|
Closed
|
|
|
412
|
Dubuque Bank & Trust
Dubuque,
Iowa
|
–
|
-$50K
|
-3,056
|
Closed
|
|
|
413
|
FNY Managed Accounts
New York
|
–
|
-$49.6K
|
-3,000
|
Closed
|
|
|
414
|
Kelly Lawrence W & Associates
Pasadens,
California
|
–
|
-$30K
|
-1,800
|
Closed
|
|
|
415
|
JNBA Financial Advisors
Bloomington,
Minnesota
|
–
|
-$15K
|
-894
|
Closed
|
|
|
416
|
SignatureFD
Atlanta,
Georgia
|
–
|
-$15K
|
-894
|
Closed
|
|
|
417
|
Camarda Financial Advisors
Fleming Island,
Florida
|
–
|
-$11K
|
-669
|
Closed
|
|
|
418
|
Prelude Capital Management
New York
|
–
|
-$8K
|
-500
|
Closed
|
|
|
419
|
MYCIO Wealth Partners
Philadelphia,
Pennsylvania
|
–
|
-$5K
|
-320
|
Closed
|
|
|
420
|
Cordasco Financial Network
Naples,
Florida
|
–
|
-$6K
|
-305
|
Closed
|
|
|
421
|
ArrowMark Colorado Holdings
Denver,
Colorado
|
–
|
-$3K
|
-200
|
Closed
|
|
|
422
|
Integrated Wealth Management (Palm Desert)
Palm Desert,
California
|
–
|
-$2K
|
-100
|
Closed
|
|
|
423
|
Cornerstone Advisors (Washington)
Bellevue,
Washington
|
–
|
-$2K
|
-99
|
Closed
|
|
|
424
|
Apriem Advisors
Irvine,
California
|
–
|
+$432
|
+31
|
New
|
|