|
401
|
|
–
|
-$310K
|
-11,930
|
Closed
|
|
|
402
|
Triangle Securities Wealth Management
Raleigh,
North Carolina
|
–
|
-$296K
|
-11,362
|
Closed
|
|
|
403
|
Banyan Partners
Palm Beach Gardens,
Florida
|
–
|
-$294K
|
-11,300
|
Closed
|
|
|
404
|
Cai Capital Management
New York
|
–
|
-$262K
|
-10,076
|
Closed
|
|
|
405
|
Rock Point Advisors
Burlington,
Vermont
|
–
|
-$260K
|
-10,000
|
Closed
|
|
|
406
|
Cambridge Investment Research Advisors
Fairfield,
Iowa
|
–
|
-$248K
|
-9,552
|
Closed
|
|
|
407
|
Quantbot Technologies
New York
|
–
|
-$236K
|
-9,084
|
Closed
|
|
|
408
|
|
–
|
-$217K
|
-8,345
|
Closed
|
|
|
409
|
Texan Capital Management
Houston,
Texas
|
–
|
-$211K
|
-8,125
|
Closed
|
|
|
410
|
Commerce Bank
Kansas City,
Missouri
|
–
|
-$206K
|
-7,919
|
Closed
|
|
|
411
|
QCI Asset Management
Pittsford,
New York
|
–
|
-$101K
|
-3,900
|
Closed
|
|
|
412
|
Mark Asset Management
New York
|
–
|
-$68K
|
-2,600
|
Closed
|
|
|
413
|
First New York Securities
New York
|
–
|
-$47K
|
-2,000
|
-99%
|
|
|
414
|
Zions Trust National Association
Salt Lake City,
Utah
|
–
|
-$21K
|
-800
|
Closed
|
|
|
415
|
Alexandria Capital
Arlington,
Virginia
|
–
|
-$19K
|
-730
|
Closed
|
|
|
416
|
Forty4 Asset Management
Chicago,
Illinois
|
–
|
-$16K
|
-600
|
Closed
|
|
|
417
|
Regal Investment Advisors
Kentwood,
Michigan
|
–
|
-$14K
|
-545
|
Closed
|
|
|
418
|
Fairfield, Bush & Co
Darien,
Connecticut
|
–
|
-$5K
|
-225
|
Closed
|
|
|
419
|
Vigilant Capital Management
Portland,
Maine
|
–
|
-$6K
|
-220
|
Closed
|
|
|
420
|
Central Trust Company
Jefferson City,
Missouri
|
–
|
-$5K
|
-200
|
Closed
|
|
|
421
|
Apriem Advisors
Irvine,
California
|
–
|
-$2K
|
-89
|
Closed
|
|
|
422
|
Enterprise Financial Services Corp (EFSC)
Clayton,
Missouri
|
–
|
-$1K
|
-47
|
Closed
|
|
