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138 hedge funds and large institutions have $62.6M invested in Geron in 2018 Q4 according to their latest regulatory filings, with 26 funds opening new positions, 33 increasing their positions, 37 reducing their positions, and 31 closing their positions.

New
Increased
Maintained
Reduced
Closed

73% more call options, than puts

Call options by funds: $1.91M | Put options by funds: $1.1M

2.22% more ownership

Funds ownership: 31.35%33.57% (+2.2%)

3% less funds holding

Funds holding: 143138 (-5)

11% less repeat investments, than reductions

Existing positions increased: 33 | Existing positions reduced: 37

16% less first-time investments, than exits

New positions opened: 26 | Existing positions closed: 31

38% less capital invested

Capital invested by funds: $101M → $62.6M (-$38.8M)

Holders
138
Holders Change
-5
Holders Change %
-3.5%
% of All Funds
3.07%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
26
Increased
33
Reduced
37
Closed
31
Calls
$1.91M
Puts
$1.1M
Net Calls
+$806K
Net Calls Change
+$9.27M
Name Holding Trade Value Shares
Change
Change in
Stake
UBS AM
51
UBS AM
Illinois
$96.8K
RJFSA
52
Raymond James Financial Services Advisors
Florida
$93K -$15.9K -10,475 -10%
Wells Fargo
53
Wells Fargo
California
$92K -$342K -225,219 -71%
Bank of Montreal
54
Bank of Montreal
Ontario, Canada
$92K -$113K -74,117 -45%
MHS
55
M Holdings Securities
Oregon
$83K
ProShare Advisors
56
ProShare Advisors
Maryland
$81K -$22.1K -14,585 -15%
Invesco
57
Invesco
Georgia
$71K -$18.7K -12,315 -15%
VOYA Investment Management
58
VOYA Investment Management
Georgia
$65K
LTFS
59
Ladenburg Thalmann Financial Services
Florida
$62K -$27.3K -18,000 -22%
WAM
60
Weiss Asset Management
Massachusetts
$57K +$86.9K +57,243 New
SG Americas Securities
61
SG Americas Securities
New York
$56K +$42.8K +28,181 +100%
Wolverine Trading
62
Wolverine Trading
Illinois
$51K +$49.9K +32,890 +190%
Principal Financial Group
63
Principal Financial Group
Iowa
$50K -$5.59K -3,681 -7%
SWM
64
SVA Wealth Management
Wisconsin
$50K +$38K +25,000 +99%
PCM
65
Poehling Capital Management
Wisconsin
$48K -$6.07K -4,000 -8%
PPA
66
Parametric Portfolio Associates
Washington
$48K +$24.4K +16,044 +51%
TRCT
67
Tower Research Capital (TRC)
New York
$47K +$55.5K +36,572 +350%
NSEDCP
68
NJ State Employees Deferred Compensation Plan
New Jersey
$45K
UBS Group
69
UBS Group
Switzerland
$45K +$7.71K +5,078 +13%
HF
70
HRT Financial
New York
$40K +$40.1K +26,393 +193%
IWM
71
IHT Wealth Management
Illinois
$37K +$55.8K +36,750 New
SXL
72
Summit X LLC
Missouri
$30K -$34.8K -22,945 -44%
Luther King Capital Management (LKCM)
73
Luther King Capital Management (LKCM)
Texas
$30K
Legal & General Group
74
Legal & General Group
United Kingdom
$29K
XK
75
Xact Kapitalforvaltning
Sweden
$28K

GERN Hedge Fund Activity: Q4 2018 in Review

138 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in Geron (GERN) for Q4 2018, worth a combined $62.6M — down 38% from $101M a quarter earlier.

Sellers outnumbered buyers: 31 funds closed out of GERN and 26 opened new positions — a net loss of 5 holders — while 37 trimmed existing stakes and 33 added.

The largest buyer was Fidelity Investments, adding an estimated $14.5M. The largest seller was State Street, cutting an estimated $8.92M.

  • 138 institutional investors held Geron (GERN) as of Q4 2018, down from 143 in Q3 2018.
  • Funds reported $62.6M of Geron stock for Q4 2018, down 38% quarter-over-quarter.
  • 26 funds opened new Geron positions in Q4 2018 and 31 closed out, a net change of -5 holders.
  • The largest Geron buyer in Q4 2018 was Fidelity Investments, an estimated $14.5M added.
  • The largest Geron seller in Q4 2018 was State Street, an estimated $8.92M sold.

Based on aggregated 13F filings for Q4 2018.