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Name Holding Trade Value Shares
Change 		Change in
Stake
SIM
1976
Sentry Investment Management
Wisconsin
– -$61K -1,968 Closed
FFA
1977
Founders Financial Alliance
North Carolina
– -$58K -1,714 Closed
FQ
1978
First Quadrant
California
– -$45K -1,445 Closed
AW
1979
Alpha Windward
Massachusetts
– -$40K -1,280 Closed
JWM
1980
Jeppson Wealth Management
California
– -$36K -1,144 Closed
BBL
1981
Beck Bode LLC
Massachusetts
– -$29K -943 Closed
JC
1982
JBF Capital
Colorado
– -$22K -702 Closed
RA
1983
Rational Advisors
New York
– -$17K -560 Closed
AJ
1984
Ashburton (Jersey)
Jersey
– -$16K -477 Closed
SIA
1985
SeaBridge Investment Advisors
New Jersey
– -$8K -254 Closed
SMG
1986
Spectrum Management Group
Indiana
– -$10.1K -226 -97%
PWM
1987
Provident Wealth Management
Tennessee
– -$7K -219 Closed
CP
1988
Corbenic Partners
Pennsylvania
– -$6K -201 Closed
MSFP
1989
Mark Sheptoff Financial Planning
Connecticut
– -$6K -201 Closed
EI
1990
Ellevest Inc
New York
– -$6K -196 Closed
PFWA
1991
Paces Ferry Wealth Advisors
Georgia
– -$5K -163 Closed
PG
1992
Proffitt & Goodson
Tennessee
– -$3K -100 Closed
HFA
1993
HC Financial Advisors
California
– -$3K -82 Closed
DI
1994
Disciplined Investments
Oklahoma
– -$3.58K -80 Closed
CPW
1995
Catalyst Private Wealth
California
– -$2K -72 Closed
SFA
1996
Semmax Financial Advisors
North Carolina
– -$1K -30 Closed
CPFP
1997
Clear Perspectives Financial Planning
Ohio
– +$90 +2 New
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