|
401
|
IberiaBank
Lafayette,
Louisiana
|
–
|
-$282K
|
-12,366
|
Closed
|
|
|
402
|
Freestone Capital Holdings
Seattle,
Washington
|
–
|
-$261K
|
-11,421
|
Closed
|
|
|
403
|
Financial Counselors Inc
Overland Park,
Kansas
|
–
|
-$260K
|
-11,400
|
Closed
|
|
|
404
|
Independent Advisor Alliance
Charlotte,
North Carolina
|
–
|
-$265K
|
-11,321
|
Closed
|
|
|
405
|
Exane Derivatives
Paris,
France
|
–
|
-$247K
|
-10,837
|
Closed
|
|
|
406
|
Northside Capital Management
Hood River,
Oregon
|
–
|
-$201K
|
-8,816
|
Closed
|
|
|
407
|
Insight 2811 Inc
Chicago,
Illinois
|
–
|
-$201K
|
-8,800
|
Closed
|
|
|
408
|
Onex Canada Asset Management
Toronto,
Ontario, Canada
|
–
|
-$156K
|
-6,850
|
Closed
|
|
|
409
|
Apriem Advisors
Irvine,
California
|
–
|
-$59K
|
-2,600
|
Closed
|
|
|
410
|
Harbour Capital Advisors
Tysons Corner,
Virginia
|
–
|
-$54.7K
|
-2,400
|
Closed
|
|
|
411
|
Schroder Investment Management Group
London,
United Kingdom
|
–
|
-$50K
|
-2,213
|
Closed
|
|
|
412
|
St. Johns Investment Management
Jacksonville,
Florida
|
–
|
-$50K
|
-2,195
|
Closed
|
|
|
413
|
FNY Partners Fund
New York
|
–
|
-$45.5K
|
-2,000
|
Closed
|
|
|
414
|
|
–
|
-$38K
|
-1,675
|
Closed
|
|
|
415
|
WealthPLAN Partners
Omaha,
Nebraska
|
–
|
-$36.3K
|
-1,545
|
Closed
|
|
|
416
|
U.S. Global Investors (USGI)
San Antonio,
Texas
|
–
|
-$27K
|
-1,200
|
Closed
|
|
|
417
|
Franklin, Parlapiano, Turner & Welch
Houston,
Texas
|
–
|
-$23K
|
-1,000
|
Closed
|
|
|
418
|
D'Orazio & Associates
Falls Church,
Virginia
|
–
|
-$14K
|
-600
|
Closed
|
|
|
419
|
Northwestern Mutual Wealth Management
Milwaukee,
Wisconsin
|
–
|
-$11K
|
-481
|
Closed
|
|
|
420
|
Carson Wealth (CWM LLC)
Omaha,
Nebraska
|
–
|
-$10K
|
-460
|
Closed
|
|
|
421
|
Crestwood Advisors Group
Boston,
Massachusetts
|
–
|
-$7K
|
-300
|
Closed
|
|
|
422
|
Cascade Investment Advisors
Oregon City,
Oregon
|
–
|
-$4.56K
|
-200
|
Closed
|
|
|
423
|
BB&T Investment Services
Charlotte,
North Carolina
|
–
|
-$3K
|
-115
|
Closed
|
|
|
424
|
Bellwether Investment Group
Chattanooga,
Tennessee
|
–
|
-$1K
|
-60
|
Closed
|
|
