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VanEck Gold Miners ETF
GDX

Name Holding Trade Value Shares
Change 		Change in
Stake
EM
376
Emancipation Management
New York
– -$3.77M -189,070 Closed
Simplex Trading
377
Simplex Trading
Illinois
– -$3.5M -145,922 Closed
ACM
378
Atika Capital Management
New York
– -$2.33M -116,500 Closed
PAA
379
Peregrine Asset Advisers
Oregon
– -$1.95M -97,474 Closed
RCP
380
Rothschild Capital Partners
New York
– -$1.88M -93,957 Closed
LPC
381
Loeb Partners Corp
New York
– -$1.81M -90,700 Closed
Tudor Investment Corp
382
Tudor Investment Corp
Connecticut
– -$1.77M -88,660 Closed
FTIOP
383
Fiduciary Trust International of Pennsylvania
Pennsylvania
– -$1.16M -57,883 Closed
State of New Jersey Common Pension Fund D
384
State of New Jersey Common Pension Fund D
New Jersey
– -$999K -50,000 Closed
LFR
385
Lehman Financial Resources
Pennsylvania
– -$962K -48,204 Closed
BIT
386
BlackRock Institutional Trust
California
– -$915K -45,840 Closed
RAM
387
Roumell Asset Management
Maryland
– -$804K -40,260 Closed
ACM
388
Advent Capital Management
New York
– -$799K -40,000 Closed
AIG
389
American International Group
New York
– -$598K -29,915 Closed
LC
390
Loews Corp
New York
– -$564K -28,250 Closed
ACM
391
Argentus Capital Management
Texas
– -$529K -26,489 Closed
VFA
392
Voya Financial Advisors
Connecticut
– -$451K -22,310 Closed
EIM
393
Essex Investment Management
Massachusetts
– -$409K -20,500 Closed
Janney Montgomery Scott
394
Janney Montgomery Scott
Pennsylvania
– -$392K -19,615 Closed
EAM
395
Evanson Asset Management
California
– -$368K -18,415 Closed
BCM
396
Bayesian Capital Management
New York
– -$359K -18,000 Closed
Neuberger Berman Group
397
Neuberger Berman Group
New York
– -$359K -17,981 Closed
11A
398
10-15 Associates
New York
– -$355K -17,825 Closed
SAMT
399
Select Asset Management & Trust
Pennsylvania
– -$233K -17,000 Closed
CHAM
400
Clear Harbor Asset Management
Connecticut
– -$249K -12,465 Closed
13 14 15
16
17