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VanEck Gold Miners ETF
GDX

Name Holding Trade Value Shares
Change 		Change in
Stake
AIU
351
Algebris Investments (UK)
United Kingdom
– -$319K -16,500 Closed
WSC
352
Wellington Shields & Co
New York
– -$325K -15,200 Closed
MLIM
353
Mountain Lake Investment Management
Florida
– -$316K -14,780 Closed
RGNCM
354
R.G. Niederhoffer Capital Management
New York
– -$302K -14,100 Closed
IC
355
InterOcean Capital
Illinois
– -$278K -13,029 Closed
PA
356
Planning Alternatives
Michigan
– -$258K -12,068 Closed
CWM
357
Concert Wealth Management
California
– -$254K -11,990 Closed
QC
358
QCM Cayman
Texas
– -$252K -11,800 Closed
CA
359
Cetera Advisors
Colorado
– -$248K -11,679 Closed
SCM
360
Schneider Capital Management
Pennsylvania
– -$235K -11,000 Closed
LIM
361
Longfellow Investment Management
Massachusetts
– -$237K -10,915 Closed
ECM
362
Evergreen Capital Management
Washington
– -$214K -10,025 Closed
Bank of Nova Scotia
363
Bank of Nova Scotia
Ontario, Canada
– -$205K -9,620 Closed
SGAM
364
Steinberg Global Asset Management
Florida
– -$205K -9,600 Closed
ICAS
365
Investors Capital Advisory Services
Massachusetts
– -$201K -9,440 Closed
TF
366
Trutina Financial
Washington
– -$200K -9,355 Closed
CA
367
CapWealth Advisors
Tennessee
– -$148K -6,912 Closed
MHS
368
M Holdings Securities
Oregon
– -$139K -6,485 Closed
IFWM
369
Institute for Wealth Management
Colorado
– -$102K -4,692 Closed
FRM
370
Fore Research & Management
New York
– -$77.3K -4,000 Closed
PCM
371
Prelude Capital Management
New York
– -$21K -1,000 Closed
SCA
372
Strategic Capital Alternatives
United States
– -$13K -600 Closed
TFCP
373
Twin Focus Capital Partners
Massachusetts
– -$2K -115 Closed
FI
374
FCM Investments
Texas
– -$2K -100 Closed
MFBTD
375
MB Financial Bank - Trust Department
Illinois
– -$2K -100 Closed
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