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Gabelli Dividend & Income Trust

Name Holding Trade Value Shares
Change
Change in
Stake
PA
101
Parallel Advisors
California
$21K – – –
RFC
102
Regions Financial Corp
Alabama
$21K – – –
LIA
103
LS Investment Advisors
Michigan
$21K +$20.6K +1,000 New
FCB
104
First Command Bank
Texas
$20K – – –
FCFS
105
First Command Financial Services
Texas
$20K – – –
RWA
106
Ropes Wealth Advisors
Massachusetts
$18K – – –
PFGIA
107
Patriot Financial Group Insurance Agency
Massachusetts
$18K +$165 +8 +1%
IBOK
108
Independence Bank of Kentucky
Kentucky
$16K – – –
SFG
109
SevenBridge Financial Group
Pennsylvania
$16K – – –
ASN
110
Advisory Services Network
Georgia
$14K -$165K -8,002 -92%
VRM
111
Vectors Research Management
New York
$13K +$12.8K +621 New
CFA
112
Carroll Financial Associates
North Carolina
$7K – – –
GEA
113
Glen Eagle Advisors
New Jersey
$6.38K – – –
MRCM
114
M&R Capital Management
New Jersey
$6K – – –
ME
115
McIlrath & Eck
Washington
$5K – – –
GI
116
Gradient Investments
Minnesota
$4K – – –
MFW
117
Mosaic Family Wealth
Missouri
$4K – – –
LPWM
118
Lake Point Wealth Management
Texas
$4K +$4.2K +204 New
AA
119
Advisory Alpha
Michigan
$3.92K +$3.77K +183 New
HCM
120
Highlander Capital Management
New Jersey
$3K – – –
YWP
121
YorkBridge Wealth Partners
New York
$2K – – –
HI
122
HBK Investments
Texas
– -$3.64M -199,140 Closed
FIA
123
FNY Investment Advisers
New York
– -$741K -40,500 Closed
Invesco
124
Invesco
Georgia
– -$531K -28,995 Closed
LCM
125
Landscape Capital Management
New Jersey
– -$418K -22,833 Closed