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Gabelli Dividend & Income Trust

Name Holding Trade Value Shares
Change
Change in
Stake
AF
101
Arrow Financial
New York
$25K – – –
EWM
102
Edge Wealth Management
New York
$22K – – –
FWM
103
Focused Wealth Management
New York
$22K +$12.4K +599 +97%
WAP
104
Wealthcare Advisory Partners
Pennsylvania
$19K – – –
PA
105
Parallel Advisors
California
$18K – – –
RFC
106
Regions Financial Corp
Alabama
$18K +$20.7K +1,000 New
HI
107
Human Investing
Oregon
$18K +$20.8K +1,005 New
FCB
108
First Command Bank
Texas
$17K – – –
FCFS
109
First Command Financial Services
Texas
$17K – – –
RWA
110
Ropes Wealth Advisors
Massachusetts
$16K – – –
SWM
111
SeaCrest Wealth Management
New York
$16K – – –
PFGIA
112
Patriot Financial Group Insurance Agency
Massachusetts
$15K -$3.85K -186 -18%
SFG
113
SevenBridge Financial Group
Pennsylvania
$14K -$7.08K -342 -31%
IBOK
114
Independence Bank of Kentucky
Kentucky
$14K – – –
CFA
115
Carroll Financial Associates
North Carolina
$6K – – –
GEA
116
Glen Eagle Advisors
New Jersey
$5.49K – – –
MRCM
117
M&R Capital Management
New Jersey
$5K – – –
GI
118
Gradient Investments
Minnesota
$4K – – –
LF
119
Lee Financial
Texas
$4K – – –
ME
120
McIlrath & Eck
Washington
$4K – – –
MFW
121
Mosaic Family Wealth
Missouri
$4K – – –
HCM
122
Highlander Capital Management
New Jersey
$3K – – –
YWP
123
YorkBridge Wealth Partners
New York
$2K – – –
William Blair & Company
124
William Blair & Company
Illinois
– -$643K -26,924 Closed
AA
125
Ancora Advisors
Ohio
– -$490K -20,510 Closed