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Gabelli Dividend & Income Trust

Name Holding Trade Value Shares
Change
Change in
Stake
AF
101
Arrow Financial
New York
$25K
EWM
102
Edge Wealth Management
New York
$22K
FWM
103
Focused Wealth Management
New York
$22K +$12.4K +599 +97%
WAP
104
Wealthcare Advisory Partners
Pennsylvania
$19K
PA
105
Parallel Advisors
California
$18K
RFC
106
Regions Financial Corp
Alabama
$18K +$20.7K +1,000 New
HI
107
Human Investing
Oregon
$18K +$20.8K +1,005 New
FCB
108
First Command Bank
Texas
$17K
FCFS
109
First Command Financial Services
Texas
$17K
RWA
110
Ropes Wealth Advisors
Massachusetts
$16K
SWM
111
SeaCrest Wealth Management
New York
$16K
PFGIA
112
Patriot Financial Group Insurance Agency
Massachusetts
$15K -$3.85K -186 -18%
SFG
113
SevenBridge Financial Group
Pennsylvania
$14K -$7.08K -342 -31%
IBOK
114
Independence Bank of Kentucky
Kentucky
$14K
CFA
115
Carroll Financial Associates
North Carolina
$6K
GEA
116
Glen Eagle Advisors
New Jersey
$5.49K
MRCM
117
M&R Capital Management
New Jersey
$5K
GI
118
Gradient Investments
Minnesota
$4K
LF
119
Lee Financial
Texas
$4K
ME
120
McIlrath & Eck
Washington
$4K
MFW
121
Mosaic Family Wealth
Missouri
$4K
HCM
122
Highlander Capital Management
New Jersey
$3K
YWP
123
YorkBridge Wealth Partners
New York
$2K
William Blair & Company
124
William Blair & Company
Illinois
-$643K -26,924 Closed
AA
125
Ancora Advisors
Ohio
-$490K -20,510 Closed