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Gabelli Dividend & Income Trust

89 hedge funds and large institutions have $280M invested in Gabelli Dividend & Income Trust in 2016 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 35 increasing their positions, 22 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

59% more repeat investments, than reductions

Existing positions increased: 35 | Existing positions reduced: 22

0% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 9

0.28% less ownership

Funds ownership: 17.89%17.62% (-0.28%)

1% less capital invested

Capital invested by funds: $283M → $280M (-$2.98M)

3% less funds holding

Funds holding: 9289 (-3)

Holders
89
Holders Change
-3
Holders Change %
-3.26%
% of All Funds
2.37%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
9
Increased
35
Reduced
22
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
JHIU
26
Janus Henderson Investors US
Colorado
$991K +$228K +11,606 +29%
AAM
27
Advisors Asset Management
Colorado
$980K +$145K +7,365 +17%
Janney Montgomery Scott
28
Janney Montgomery Scott
Pennsylvania
$978K +$1,000K +50,933 New
TJHA
29
Thomas J. Herzfeld Advisors
Florida
$939K -$1.27M -64,693 -57%
NSIM
30
North Star Investment Management
Illinois
$767K +$687 +35 +0.1%
WRM
31
Westport Resources Management
Connecticut
$757K -$1.37K -70 -0.2%
LTFS
32
Ladenburg Thalmann Financial Services
Florida
$689K +$438K +22,336 +175%
Ameriprise
33
Ameriprise
Minnesota
$683K +$28.2K +1,436 +4%
CWM
34
Concert Wealth Management
California
$658K +$45.2K +2,302 +7%
CRC
35
Curi RMB Capital
Illinois
$582K +$594K +30,274 New
DADC
36
D.A. Davidson & Co
Montana
$572K +$267K +13,626 +84%
Baird Financial Group
37
Baird Financial Group
Wisconsin
$561K -$1.16K -59 -0.2%
RJT
38
Raymond James Trust
Florida
$555K
HighTower Advisors
39
HighTower Advisors
Illinois
$540K +$1.55K +79 +0.3%
Commonwealth Equity Services
40
Commonwealth Equity Services
Massachusetts
$496K -$51.1K -2,605 -9%
AA
41
Ancora Advisors
Ohio
$471K
Citigroup
42
Citigroup
New York
$428K +$210K +10,674 +92%
SKK
43
Shepherd Kaplan Krochuk
Massachusetts
$380K
Cambridge Investment Research Advisors
44
Cambridge Investment Research Advisors
Iowa
$374K +$17.8K +909 +5%
WS
45
Wedbush Securities
California
$374K +$72.8K +3,707 +24%
NFG
46
Nations Financial Group
Iowa
$345K +$20.8K +1,059 +6%
SB
47
Suntrust Banks
Georgia
$317K +$26.1K +1,331 +9%
Bank of Montreal
48
Bank of Montreal
Ontario, Canada
$302K
AG
49
Advisor Group
Arizona
$302K +$108K +5,500 +54%
BC
50
Brinker Capital
Pennsylvania
$299K -$21.1K -1,074 -6%

GDV Hedge Fund Activity: Q3 2016 in Review

89 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in Gabelli Dividend & Income Trust (GDV) for Q3 2016, worth a combined $280M — down 1.1% from $283M a quarter earlier.

Fund positioning in GDV was balanced in Q3 2016: 9 funds opened new positions, 9 closed out, 35 added to existing stakes and 22 trimmed.

The largest buyer was Shaker Financial Services, adding an estimated $4.43M. The largest seller was Lazard Asset Management, exiting entirely with an estimated $6.95M sold.

  • 89 institutional investors held Gabelli Dividend & Income Trust (GDV) as of Q3 2016, down from 92 in Q2 2016.
  • Funds reported $280M of Gabelli Dividend & Income Trust stock for Q3 2016, down 1.1% quarter-over-quarter.
  • 9 funds opened new Gabelli Dividend & Income Trust positions in Q3 2016 and 9 closed out, a net change of 0 holders.
  • The largest Gabelli Dividend & Income Trust buyer in Q3 2016 was Shaker Financial Services, an estimated $4.43M added.
  • The largest Gabelli Dividend & Income Trust seller in Q3 2016 was Lazard Asset Management, an estimated $6.95M sold.

Based on aggregated 13F filings for Q3 2016.