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GDL
GDL Fund
GDL
GDL
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
IAA
26
Independent Advisor Alliance
Charlotte,
North Carolina
| $145K | +$143K | +15,550 | New |
|
27
UBS Group
Zurich,
Switzerland
| $140K | +$28.6K | +3,103 | +26% |
|
28
Royal Bank of Canada
Toronto,
Ontario, Canada
| $136K | -$19.1K | -2,079 | -12% |
|
|
WAM
29
Wolverine Asset Management
Chicago,
Illinois
| $89K | +$8.44K | +917 | +10% |
|
|
FIA
30
FNY Investment Advisers
New York
| $54K | +$41.6K | +4,523 | +350% |
|
|
TJHA
31
Thomas J. Herzfeld Advisors
Miami Beach,
Florida
| $41K | +$433 | +47 | +1% |
|
|
BBPWM
32
Blue Bell Private Wealth Management
Blue Bell,
Pennsylvania
| $32K | +$267 | +29 | +0.9% |
|
|
LTFS
33
Ladenburg Thalmann Financial Services
Miami,
Florida
| $22K | +$7.49K | +814 | +53% |
|
|
TCOV
34
Trust Company of Vermont
Brattleboro,
Vermont
| $14K | – | – | – |
|
|
TRCT
35
Tower Research Capital (TRC)
New York
| $7K | -$1.52K | -165 | -19% |
|
|
AIC
36
Ameritas Investment Company
Lincoln,
Nebraska
| – | -$13K | -1,430 | Closed |
|
|
QCIG
37
Quad-Cities Investment Group
Davenport,
Iowa
| – | -$11K | -1,250 | Closed |
|