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GDL

GDL Fund

Name Holding Trade Value Shares
Change
Change in
Stake
PAG
26
Private Advisor Group
New Jersey
$145K +$147K +15,951 New
Citadel Advisors
27
Citadel Advisors
Florida
$144K +$146K +15,895 New
RJFSA
28
Raymond James Financial Services Advisors
Florida
$98K
DA
29
Doliver Advisors
Texas
$93K -$338K -36,788 -78%
UBS Group
30
UBS Group
Switzerland
$55K +$2.1K +229 +4%
CPIG
31
Chicago Partners Investment Group
Illinois
$46K +$10.4K +1,134 +28%
BBPWM
32
Blue Bell Private Wealth Management
Pennsylvania
$44K +$11K +1,200 +33%
TJHA
33
Thomas J. Herzfeld Advisors
Florida
$38K +$423 +46 +1%
LTFS
34
Ladenburg Thalmann Financial Services
Florida
$34K -$44.1K -4,798 -56%
TRCT
35
Tower Research Capital (TRC)
New York
$30K +$27.7K +3,014 +1,039%
TCOV
36
Trust Company of Vermont
Vermont
$14K
QCIG
37
Quad-Cities Investment Group
Iowa
$11K -$12K -1,308 -51%
CFA
38
Carroll Financial Associates
North Carolina
$6K
FHB
39
First Hawaiian Bank
Hawaii
$6K +$6.43K +700 New
PNC Financial Services Group
40
PNC Financial Services Group
Pennsylvania
$2K
BI
41
Bulldog Investors
New Jersey
-$854K -93,002 Closed
Geode Capital Management
42
Geode Capital Management
Massachusetts
-$366K -39,913 Closed
CIBC Private Wealth Group
43
CIBC Private Wealth Group
Georgia
-$19K -2,060 Closed
JAM
44
Jolley Asset Management
North Carolina
-$2K -185 Closed
Northwestern Mutual Wealth Management
45
Northwestern Mutual Wealth Management
Wisconsin
-$1K -88 Closed