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GCM Grosvenor
GCMG

Name Holding Trade Value Shares
Change 		Change in
Stake
CCA
51
Castle Creek Arbitrage
Colorado
– -$14.4M -1,326,763 Closed
UOC
52
UBS O'Connor
Illinois
– -$9.8M -926,250 Closed
AIMCA
53
Alberta Investment Management Corp (AIMCo)
Alberta, Canada
– -$7.07M -651,980 Closed
WRBC
54
W.R. Berkley Corp
Connecticut
– -$5.88M -537,604 Closed
RCM
55
Radcliffe Capital Management
Pennsylvania
– -$5.2M -479,438 Closed
MSU
56
Mizuho Securities USA
New York
– -$4.22M -407,288 Closed
RCM
57
Rivernorth Capital Management
Florida
– -$2.82M -259,670 Closed
PAMP
58
Polar Asset Management Partners
Ontario, Canada
– -$2.66M -245,500 Closed
PMAM
59
Picton Mahoney Asset Management
Ontario, Canada
– -$2.37M -218,100 Closed
AGM
60
Alpine Global Management
New York
– -$1.63M -150,000 Closed
AA
61
AQR Arbitrage
Connecticut
– -$1.57M -145,000 Closed
CS
62
Credit Suisse
Switzerland
– -$1.36M -125,000 Closed
Walleye Trading
63
Walleye Trading
New York
– -$1.18M -108,530 Closed
DAM
64
Deltec Asset Management
New York
– -$1.08M -100,000 Closed
Healthcare of Ontario Pension Plan (HOOPP) Trust Fund
65
Healthcare of Ontario Pension Plan (HOOPP) Trust Fund
Ontario, Canada
– -$1.08M -100,000 Closed
VI
66
Vestcor Inc
New Brunswick, Canada
– -$1.08M -100,000 Closed
BFM
67
Boothbay Fund Management
New York
– -$957K -85,529 Closed
JG
68
Jefferies Group
New York
– -$854K -78,700 Closed
LIM
69
Longfellow Investment Management
Massachusetts
– -$674K -62,145 Closed
WAM
70
Weiss Asset Management
Massachusetts
– -$668K -61,581 Closed
Stifel Financial
71
Stifel Financial
Missouri
– -$655K -60,387 Closed
CAC
72
Cowen and Company
New York
– -$487K -44,868 Closed
Verition Fund Management
73
Verition Fund Management
Connecticut
– -$163K -15,000 Closed
PAM
74
Panagora Asset Management
Massachusetts
– -$52K -4,784 Closed
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