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Golub Capital BDC

Name Holding Trade Value Shares
Change
Change in
Stake
Boothbay Fund Management
176
Boothbay Fund Management
New York
– -$629K -54,028 Closed
AC
177
Avestar Capital
New York
– -$415K -35,625 Closed
CPA
178
Cowen Prime Advisors
New York
– -$451K -34,824 Closed
DTL
179
Dynamic Technology Lab
Singapore
– -$339K -29,117 Closed
Allianz Asset Management
180
Allianz Asset Management
Germany
– -$280K -24,077 Closed
CBA
181
Coastal Bridge Advisors
Connecticut
– -$274K -23,538 Closed
PP
182
Paloma Partners
Connecticut
– -$204K -17,529 Closed
Schonfeld Strategic Advisors
183
Schonfeld Strategic Advisors
New York
– -$197K -16,900 Closed
Squarepoint
184
Squarepoint
New York
– -$191K -16,395 Closed
Marshall Wace North America
185
Marshall Wace North America
New York
– -$177K -15,188 Closed
Envestnet Asset Management
186
Envestnet Asset Management
Illinois
– -$146K -12,526 Closed
Engineers Gate Manager
187
Engineers Gate Manager
New York
– -$144K -12,400 Closed
Wolverine Asset Management
188
Wolverine Asset Management
Illinois
– -$130K -11,231 Closed
Simplicity Solutions
189
Simplicity Solutions
Minnesota
– -$124K -10,608 Closed
Private Advisor Group
190
Private Advisor Group
New Jersey
– -$43K -3,717 Closed
Cetera Advisor Networks
191
Cetera Advisor Networks
California
– -$33K -2,816 Closed
Royce & Associates
192
Royce & Associates
New York
– -$27K -2,354 Closed
TI
193
tru Independence
Oregon
– -$23K -2,000 Closed
Heritage Wealth Advisors
194
Heritage Wealth Advisors
Virginia
– -$16.3K -1,398 Closed
FCA
195
FinTrust Capital Advisors
South Carolina
– -$12K -1,045 Closed
PA
196
Perennial Advisors
New York
– -$7K -635 Closed
APA
197
American Portfolios Advisors
New York
– -$1.99K -171 Closed