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iShares China Large-Cap ETF
FXI

Name Holding Trade Value Shares
Change 		Change in
Stake
FCH
301
Freestone Capital Holdings
Washington
– -$1.27M -34,300 Closed
VAM
302
Visionary Asset Management
Texas
– -$1.15M -31,015 Closed
SMM
303
Stadion Money Management
Georgia
– -$1.11M -29,890 Closed
BAAM
304
Baker Avenue Asset Management
California
– -$1.1M -29,660 Closed
TAM
305
Tocqueville Asset Management
New York
– -$808K -21,825 Closed
Citadel Advisors
306
Citadel Advisors
Florida
– -$702K -18,946 Closed
GSC
307
Ground Swell Capital
South Carolina
– -$636K -17,176 Closed
VAM
308
Visium Asset Management
New York
– -$593K -16,000 Closed
AWA
309
Arete Wealth Advisors
Illinois
– -$531K -14,326 Closed
SC
310
Saiers Capital
New York
– -$509K -13,742 Closed
ACM
311
Argentus Capital Management
Texas
– -$468K -12,634 Closed
CWA
312
Convergent Wealth Advisors
Maryland
– -$459K -12,397 Closed
BRWA
313
B. Riley Wealth Advisors
Florida
– -$196K -11,562 Closed
WMSA
314
Weiss Multi-Strategy Advisers
New York
– -$401K -10,000 Closed
Natixis Advisors
315
Natixis Advisors
Massachusetts
– -$344K -9,281 Closed
ACI
316
AMP Capital Investors
Australia
– -$291K -7,832 Closed
GC
317
Guggenheim Capital
Illinois
– -$289K -7,800 Closed
PRC
318
Platte River Capital
Colorado
– -$222K -6,000 Closed
CWM
319
Confluence Wealth Management
Oregon
– -$215K -5,800 Closed
LWA
320
Lenox Wealth Advisors
New York
– -$148K -3,871 Closed
PAS
321
Partnervest Advisory Services
California
– -$141K -3,813 Closed
JT
322
Jump Trading
Illinois
– -$75.4K -1,882 Closed
WAM
323
Wolverine Asset Management
Illinois
– -$40.1K -1,000 Closed
Toronto Dominion Bank
324
Toronto Dominion Bank
Ontario, Canada
– -$16K -400 -22%
USGIU
325
U.S. Global Investors (USGI)
Texas
– -$15K -400 Closed
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13
14