|
401
|
Pflug Koory
Omaha,
Nebraska
|
$1K
|
–
|
–
|
–
|
|
|
402
|
Level Four Advisory Services
Dallas,
Texas
|
–
|
-$13.8M
|
-347,743
|
Closed
|
|
|
403
|
Cary Street Partners Investment Advisory
Richmond,
Virginia
|
–
|
-$3.37M
|
-84,689
|
Closed
|
|
|
404
|
SageGuard Financial Group
Goodlettsville,
Tennessee
|
–
|
-$2.1M
|
-52,874
|
Closed
|
|
|
405
|
Prudential plc
London, England,
United Kingdom
|
–
|
-$1.23M
|
-31,000
|
Closed
|
|
|
406
|
|
–
|
-$944K
|
-23,728
|
Closed
|
|
|
407
|
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
–
|
-$576K
|
-14,489
|
Closed
|
|
|
408
|
WealthShield Partners
Cary,
North Carolina
|
–
|
-$566K
|
-14,233
|
Closed
|
|
|
409
|
Flow Traders U.S.
New York
|
–
|
-$562K
|
-14,129
|
Closed
|
|
|
410
|
Lido Advisors
Los Angeles,
California
|
–
|
-$473K
|
-11,905
|
Closed
|
|
|
411
|
First Midwest Bank Trust Division
Joliet,
Illinois
|
–
|
-$373K
|
-9,403
|
Closed
|
|
|
412
|
Williams Financial
North Bennington,
Vermont
|
–
|
-$278K
|
-7,002
|
Closed
|
|
|
413
|
Commerce Bank
Kansas City,
Missouri
|
–
|
-$231K
|
-5,797
|
Closed
|
|
|
414
|
Diversified Trust
Memphis,
Tennessee
|
–
|
-$220K
|
-5,524
|
Closed
|
|
|
415
|
Advisor Resource Council
Dallas,
Texas
|
–
|
-$209K
|
-5,259
|
Closed
|
|
|
416
|
1900 Wealth Management
San Antonio,
Texas
|
–
|
-$202K
|
-5,087
|
Closed
|
|
|
417
|
Lindbrook Capital
Calabasas,
California
|
–
|
-$117K
|
-2,930
|
Closed
|
|
|
418
|
Whittier Trust
South Pasadena,
California
|
–
|
-$80K
|
-2,000
|
Closed
|
|
|
419
|
Farmers & Merchants Trust Co of Chambersburg PA
Chambersburg,
Pennsylvania
|
–
|
-$22K
|
-556
|
Closed
|
|
|
420
|
Savior LLC
Wellesley Hills,
Massachusetts
|
–
|
-$19K
|
-466
|
Closed
|
|
|
421
|
Anfield Capital Management
Irvine,
California
|
–
|
-$9K
|
-226
|
Closed
|
|
|
422
|
Albion Financial Group
Salt Lake City,
Utah
|
–
|
-$6K
|
-150
|
Closed
|
|
|
423
|
Princeton Global Asset Management
Princeton,
New Jersey
|
–
|
-$4K
|
-100
|
Closed
|
|
|
424
|
AssetMark Inc
Concord,
California
|
–
|
+$41
|
+1
|
New
|
|
