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Name Holding Trade Value Shares
Change
Change in
Stake
MF
226
MHI Funds
New York
$11K +$6.29K +193 +133%
TCM
227
Tradewinds Capital Management
Washington
$10K – – –
TCOV
228
Trust Company of Vermont
Vermont
$10K – – –
PCP
229
Proficio Capital Partners
Massachusetts
$9K -$15.5K -475 -62%
AF
230
Allworth Financial
California
$9K +$9.42K +289 New
AssetMark Inc
231
AssetMark Inc
California
$8K – – –
RFC
232
Regions Financial Corp
Alabama
$8K +$7.63K +234 +755%
QCG
233
Quadrant Capital Group
Ohio
$7K +$10.3K +317 +1,057%
MA
234
MUFG Americas
New York
$6K – – –
WWMSC
235
Wagner Wealth Management (South Carolina)
South Carolina
$6K – – –
WT
236
Whittier Trust
California
$6K – – –
PA
237
Parallel Advisors
California
$6K +$6.98K +214 New
AIS
238
AlphaOne Investment Services
Pennsylvania
$4K – – –
OIA
239
OneDigital Investment Advisors
Kansas
$4K – – –
WEC
240
Winslow Evans & Crocker
Massachusetts
$4K – – –
EFSCE
241
Enterprise Financial Services Corp (EFSC)
Missouri
$4K +$3.65K +112 New
TC
242
Trust Company
Kansas
$4K +$4.27K +131 New
SWM
243
SeaCrest Wealth Management
New York
$4K +$4.53K +139 New
GAM
244
Gemmer Asset Management
California
$3K +$261 +8 +11%
FPFS
245
First Personal Financial Services
North Carolina
$2K -$33 -1 -1%
SC
246
Sawyer & Company
Massachusetts
$2K – – –
Carson Wealth (CWM LLC)
247
Carson Wealth (CWM LLC)
Nebraska
$2K +$2.02K +62 New
WAP
248
Wealthcare Advisory Partners
Pennsylvania
$1K +$880 +27 New
BNP Paribas Financial Markets
249
BNP Paribas Financial Markets
France
$478 – – –
Jennison Associates
250
Jennison Associates
New York
– -$30.4M -900,532 Closed