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FT

Franklin Universal Trust

Name Holding Trade Value Shares
Change
Change in
Stake
CA
26
Cetera Advisors
Colorado
$152K +$6.57K +1,000 +5%
ICOA
27
Investment Centers of America
North Dakota
$133K +$13.2K +2,013 +11%
MSAM
28
Moloney Securities Asset Management
Missouri
$113K +$111K +16,950 New
CL
29
CSS LLC
Illinois
$100K +$1.41K +214 +1%
DA
30
Doliver Advisors
Texas
$93K +$91.8K +13,974 New
MIG
31
Mariner Investment Group
New York
$88K +$86.5K +13,168 New
Cambridge Investment Research Advisors
32
Cambridge Investment Research Advisors
Iowa
$76K +$74.6K +11,354 New
SF
33
Synovus Financial
Georgia
$51K
UBS Group
34
UBS Group
Switzerland
$50K -$42.5K -6,470 -47%
PA
35
Parallel Advisors
California
$19K +$18.4K +2,800 New
FNBT
36
FineMark National Bank & Trust
Florida
$13K
KKAMG
37
Kernodle & Katon Asset Management Group
Arkansas
$13K +$6.57K +1,000 +100%
Fifth Third Bancorp
38
Fifth Third Bancorp
Ohio
$9K
DADC
39
D.A. Davidson & Co
Montana
$2K
TRCT
40
Tower Research Capital (TRC)
New York
$2K +$1.29K +196 +188%
MFS
41
MSI Financial Services
Massachusetts
$1K -$14K -2,127 -93%
FANJ
42
Financial Architects (New Jersey)
New Jersey
$1K
CFD
43
Creative Financial Designs
Indiana
$1K +$939 +143 New
VKH
44
Virtu KCG Holdings
New York
-$86K -12,631 Closed
TC
45
TFS Capital
Pennsylvania
-$85K -12,453 Closed