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Frontline

Name Holding Trade Value Shares
Change
Change in
Stake
AIM
76
Advantage Investment Management
Iowa
$4K +$2.44K +300 New
AllianceBernstein
77
AllianceBernstein
Tennessee
$3K -$13.2K -1,620 -86%
OIA
78
Optimum Investment Advisors
Illinois
$3K – – –
RIA
79
Regal Investment Advisors
Michigan
$2K – – –
FNBT
80
FineMark National Bank & Trust
Florida
$1K +$326 +40 New
BRWA
81
B. Riley Wealth Advisors
Florida
$1K +$488 +60 New
Bank of Montreal
82
Bank of Montreal
Ontario, Canada
$1K +$570 +70 +200%
WEC
83
Winslow Evans & Crocker
Massachusetts
$880 – – –
FCCM
84
First City Capital Management
Georgia
$126 – – –
Marshall Wace
85
Marshall Wace
United Kingdom
– -$725K -115,037 Closed
ARTA
86
A.R.T. Advisors
New York
– -$146K -23,217 Closed
FCH
87
Freestone Capital Holdings
Washington
– -$73K -11,639 Closed
Millennium Management
88
Millennium Management
New York
– -$60.6K -7,441 Closed
LMIM
89
Lockheed Martin Investment Management
Maryland
– -$35K -5,550 Closed
JG
90
Jefferies Group
New York
– -$24K -3,827 Closed
RCM
91
Rotella Capital Management
Washington
– -$19K -2,972 Closed
DLG
92
Daniel L. Goodwin
– -$15K -2,320 Closed
Fifth Third Bancorp
93
Fifth Third Bancorp
Ohio
– -$6K -900 Closed
BNP Paribas Financial Markets
94
BNP Paribas Financial Markets
France
– -$5.66K -898 Closed
Ameriprise
95
Ameriprise
Minnesota
– -$4K -522 Closed
JT
96
Jump Trading
Illinois
– -$1K -169 Closed
ST
97
Spot Trading
Illinois
– -$138 -17 Closed