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First Trust Intermediate Duration Preferred & Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SWA
101
SOA Wealth Advisors
New York
$13.7K +$299 +16 +2%
NS
102
NBC Securities
Alabama
$11.7K – – –
BTI
103
Blue Trust Inc
Georgia
$10.2K – – –
AAP
104
Arax Advisory Partners
Colorado
$9.32K – – –
AAG
105
Armstrong Advisory Group
Massachusetts
$8.59K – – –
SL
106
Salomon & Ludwin
Virginia
$8.41K – – –
RIL
107
Rothschild Investment LLC
Illinois
$7.46K – – –
LC
108
Luminist Capital
Michigan
$7.2K – – –
CNBTD
109
Citizens National Bank Trust Department
Mississippi
$6.8K – – –
Northwestern Mutual Wealth Management
110
Northwestern Mutual Wealth Management
Wisconsin
$5.65K +$5.67K +303 New
SAG
111
SageView Advisory Group
California
$5.31K +$5.33K +285 New
IWM
112
Inlight Wealth Management
Georgia
$4.72K – – –
HWP
113
Highline Wealth Partners
California
$2.8K – – –
S
114
SignatureFD
Georgia
$1.42K – – –
CFP
115
Comprehensive Financial Planning
Pennsylvania
$857 – – –
B
116
Birchbrook
Maine
$746 – – –
TRCT
117
Tower Research Capital (TRC)
New York
$280 +$187 +10 +200%
AssetMark Inc
118
AssetMark Inc
California
$168 – – –
CPRC
119
Consolidated Portfolio Review Corp
New York
– -$2.04M -106,341 Closed
Fiera Capital (Canada)
120
Fiera Capital (Canada)
Quebec, Canada
– -$1.75M -91,345 Closed
GWP
121
Gateway Wealth Partners
Wisconsin
– -$757K -39,513 Closed
HF
122
HRT Financial
New York
– -$452K -23,652 Closed
Balyasny Asset Management
123
Balyasny Asset Management
Illinois
– -$402K -20,992 Closed
Creative Planning
124
Creative Planning
Kansas
– -$298K -15,548 Closed
Millennium Management
125
Millennium Management
New York
– -$266K -13,866 Closed