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First Trust Intermediate Duration Preferred & Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
US Bancorp
76
US Bancorp
Minnesota
$15K – – –
AF
77
Advisornet Financial
Minnesota
$14K – – –
EWP
78
Engrave Wealth Partners
Texas
$11K – – –
CI
79
CX Institutional
Indiana
$9K – – –
AIM
80
Anchor Investment Management
South Carolina
$6.69K – – –
AIC
81
Ameritas Investment Company
Nebraska
$5K – – –
Fifth Third Bancorp
82
Fifth Third Bancorp
Ohio
$4K -$12.9K -581 -73%
BFEC
83
Benjamin F. Edwards & Company
Missouri
$4K – – –
CAGAS
84
Capital Advisory Group Advisory Services
Minnesota
$4K +$5.46K +245 New
WLPWM
85
Walled Lake Planning & Wealth Management
Illinois
$3K +$3.63K +163 New
JPLA
86
Joseph P. Lucia & Associates
New York
$2K – – –
MF
87
Manchester Financial
California
$1K – – –
SFS
88
Shaker Financial Services
Virginia
– -$2.92M -123,671 Closed
Bank of Montreal
89
Bank of Montreal
Ontario, Canada
– -$2.6M -110,000 Closed
RCM
90
Rivernorth Capital Management
Florida
– -$1.37M -58,023 Closed
RJFSA
91
Raymond James Financial Services Advisors
Florida
– -$638K -27,037 Closed
Cetera Investment Advisers
92
Cetera Investment Advisers
Illinois
– -$458K -19,443 Closed
PCM
93
Prelude Capital Management
New York
– -$409K -17,325 Closed
AWA
94
Arete Wealth Advisors
Illinois
– -$298K -12,582 Closed
Creative Planning
95
Creative Planning
Kansas
– -$271K -11,492 Closed
FIA
96
FNY Investment Advisers
New York
– -$250K -10,631 Closed
PWPS
97
Pinnacle Wealth Planning Services
Ohio
– -$219K -9,300 Closed
PA
98
Procyon Advisors
Connecticut
– -$29K -1,217 Closed