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First Trust Intermediate Duration Preferred & Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
AWM
51
AllSquare Wealth Management
New York
$242K +$241K +9,800 New
CWM
52
Cornerstone Wealth Management
Missouri
$241K +$243K +9,905 New
NFG
53
Next Financial Group
Texas
$240K +$24.5K +1,000 +11%
SFS
54
Sowell Financial Services
Arkansas
$206K – – –
SMC
55
Smith, Moore & Co
Missouri
$202K +$200K +8,166 New
IP
56
Intellectus Partners
California
$199K +$3.34K +136 +2%
GRP
57
Global Retirement Partners
California
$137K +$1.32K +54 +1%
Citigroup
58
Citigroup
New York
$132K +$74.4K +3,030 +132%
FFC
59
First Financial Corp
Indiana
$107K – – –
SIA
60
Sit Investment Associates
Minnesota
$91K -$27.2K -1,110 -23%
CHC
61
City Holding Co
West Virginia
$74K – – –
AA
62
AlphaMark Advisors
Kentucky
$70K – – –
SPIA
63
Steward Partners Investment Advisory
New York
$56K – – –
CFN
64
Cordasco Financial Network
Florida
$45K – – –
LCM
65
Liberty Capital Management
Michigan
$38K – – –
GBBWRPM
66
Genovese Burford & Brothers Wealth & Retirement Plan Management
California
$37K – – –
CFA
67
Carroll Financial Associates
North Carolina
$27K – – –
GWM
68
Geneos Wealth Management
Colorado
$25K – – –
FHA
69
First Horizon Advisors
Tennessee
$24K – – –
WAM
70
Wealthspire Advisors (Maryland)
Maryland
$12K – – –
AIM
71
Anchor Investment Management
South Carolina
$9.27K – – –
Manulife (Manufacturers Life Insurance)
72
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$7K +$147 +6 +2%
HFS
73
HL Financial Services
Kentucky
– -$685K -27,626 Closed
SF
74
Synovus Financial
Georgia
– -$369K -14,949 Closed
DADC
75
D.A. Davidson & Co
Montana
– -$175K -7,075 Closed