|
801
|
RDA Financial Network
Akron,
Iowa
|
–
|
-$210K
|
-3,845
|
Closed
|
|
|
802
|
Kaizen Financial Strategies
Campbell,
California
|
–
|
-$208K
|
-3,812
|
Closed
|
|
|
803
|
Arkadios Wealth Advisors
Atlanta,
Georgia
|
–
|
-$208K
|
-3,804
|
Closed
|
|
|
804
|
Wealthcare Advisory Partners
West Chester,
Pennsylvania
|
–
|
-$207K
|
-3,783
|
Closed
|
|
|
805
|
Baker Avenue Asset Management
San Francisco,
California
|
–
|
-$204K
|
-3,743
|
Closed
|
|
|
806
|
Adelphi Trust
Saint Petersburg,
Florida
|
–
|
-$200K
|
-3,665
|
Closed
|
|
|
807
|
Dash Acquisitions
Woodland Hills,
California
|
–
|
-$203K
|
-3,615
|
Closed
|
|
|
808
|
State of Wyoming
Cheyenne,
Wyoming
|
–
|
-$190K
|
-3,472
|
Closed
|
|
|
809
|
Leisure Capital Management
Costa Mesa,
California
|
–
|
-$166K
|
-3,038
|
Closed
|
|
|
810
|
Mirae Asset Global ETFs Holdings
Causeway Bay,
Hong Kong
|
–
|
-$93K
|
-1,703
|
Closed
|
|
|
811
|
DV Trading
Chicago,
Illinois
|
–
|
-$54.6K
|
-1,000
|
Closed
|
|
|
812
|
|
–
|
-$32.8K
|
-600
|
Closed
|
|
|
813
|
Commonwealth Retirement Investments
Richmond,
Virginia
|
–
|
-$27.7K
|
-508
|
Closed
|
|
|
814
|
GoalVest Advisory
New York
|
–
|
-$22.1K
|
-405
|
Closed
|
|
|
815
|
Laurel Wealth Advisors (North Carolina)
Charlotte,
North Carolina
|
–
|
-$17.7K
|
-325
|
Closed
|
|
|
816
|
Cape Investment Advisory
Mcdonough,
Georgia
|
–
|
-$16.7K
|
-306
|
Closed
|
|
|
817
|
Reflection Asset Management
Isle Of Palms,
South Carolina
|
–
|
-$13.8K
|
-252
|
Closed
|
|
|
818
|
Duncker Streett & Co
St. Louis,
Missouri
|
–
|
-$11.8K
|
-216
|
Closed
|
|
|
819
|
Garner Asset Management Corp
Plano,
Texas
|
–
|
-$10.9K
|
-200
|
Closed
|
|
|
820
|
CBIZ Investment Advisory Services
Independence,
Ohio
|
–
|
-$8.08K
|
-148
|
Closed
|
|
|
821
|
Wealth Watch Advisors
Englewood,
Colorado
|
–
|
-$7.37K
|
-135
|
Closed
|
|
|
822
|
Physician Wealth Advisors
Midvale,
Utah
|
–
|
-$6.66K
|
-122
|
Closed
|
|
|
823
|
Curat Global
Springfield,
New Hampshire
|
–
|
-$5.46K
|
-100
|
Closed
|
|
|
824
|
Tompkins Financial
Ithaca,
New York
|
–
|
-$4.2K
|
-77
|
Closed
|
|
|
825
|
Innovative Advisory Group
Lexington,
Massachusetts
|
–
|
-$4.15K
|
-76
|
Closed
|
|
