|
101
|
Main Street Financial Solutions
Newtown,
Pennsylvania
|
–
|
-$3.14M
|
-66,026
|
Closed
|
|
|
102
|
TKG Advisors
Valparaiso,
Indiana
|
–
|
-$1.94M
|
-40,803
|
Closed
|
|
|
103
|
Old Mission Capital
Chicago,
Illinois
|
–
|
-$727K
|
-15,298
|
Closed
|
|
|
104
|
U.S. Capital Wealth Advisors
Austin,
Texas
|
–
|
-$475K
|
-10,000
|
Closed
|
|
|
105
|
KCS Wealth Advisory
Los Angeles,
California
|
–
|
-$429K
|
-9,032
|
Closed
|
|
|
106
|
MML Investors Services
Springfield,
Massachusetts
|
–
|
-$232K
|
-4,885
|
Closed
|
|
|
107
|
Regal Investment Advisors
Kentwood,
Michigan
|
–
|
-$220K
|
-4,638
|
Closed
|
|
|
108
|
Integrated Wealth Concepts
Waltham,
Massachusetts
|
–
|
-$204K
|
-4,298
|
Closed
|
|
|
109
|
Orion Portfolio Solutions
Omaha,
Nebraska
|
–
|
-$201K
|
-4,237
|
Closed
|
|
|
110
|
Patriot Financial Group Insurance Agency
Westborough,
Massachusetts
|
–
|
-$191K
|
-4,030
|
Closed
|
|
|
111
|
Prospera Financial Services
Dallas,
Texas
|
–
|
-$160K
|
-3,373
|
Closed
|
|
|
112
|
SeaCrest Wealth Management
Purchase,
New York
|
–
|
-$64K
|
-1,342
|
Closed
|
|
|
113
|
Activest Wealth Management
Aventure,
Florida
|
–
|
-$13K
|
-266
|
Closed
|
|
|
114
|
CAPTRUST Financial Advisors
Raleigh,
North Carolina
|
–
|
-$10K
|
-213
|
Closed
|
|
|
115
|
CoreCap Advisors
Southfield,
Michigan
|
–
|
-$9K
|
-194
|
Closed
|
|
|
116
|
Spire Wealth Management
Mclean,
Virginia
|
–
|
-$9K
|
-190
|
Closed
|
|
|
117
|
PNC Financial Services Group
Pittsburgh,
Pennsylvania
|
–
|
-$5K
|
-100
|
Closed
|
|
|
118
|
Fidelity Investments
Boston,
Massachusetts
|
–
|
+$48
|
+1
|
New
|
|
