|
51
|
Bank of America
Charlotte,
North Carolina
|
–
|
-$250K
|
-14,773
|
Closed
|
|
|
52
|
|
–
|
-$236K
|
-13,965
|
Closed
|
|
|
53
|
Ameriprise
Minneapolis,
Minnesota
|
–
|
-$198K
|
-11,690
|
Closed
|
|
|
54
|
Pinnacle Associates
New York
|
–
|
-$194K
|
-11,430
|
Closed
|
|
|
55
|
Quinn Opportunity Partners
Charlottesville,
Virginia
|
–
|
-$169K
|
-10,000
|
Closed
|
|
|
56
|
Harbour Investments
Madison,
Wisconsin
|
–
|
-$80K
|
-4,725
|
Closed
|
|
|
57
|
Wells Fargo
San Francisco,
California
|
–
|
-$69K
|
-4,100
|
Closed
|
|
|
58
|
Panagora Asset Management
Boston,
Massachusetts
|
–
|
-$62K
|
-3,659
|
Closed
|
|
|
59
|
UBS Group
Zurich,
Switzerland
|
–
|
-$47K
|
-2,767
|
Closed
|
|
|
60
|
CVA Family Office
Denver,
Colorado
|
–
|
-$31K
|
-1,850
|
Closed
|
|
|
61
|
Cutler Group
San Francisco,
California
|
–
|
-$24K
|
-1,460
|
Closed
|
|
|
62
|
Pinnacle Bancorp
Beatrice,
Nebraska
|
–
|
-$18K
|
-1,077
|
Closed
|
|
|
63
|
Quadrant Capital Group
Cincinnati,
Ohio
|
–
|
-$13K
|
-758
|
Closed
|
|
|
64
|
Osaic Holdings
Scottsdale,
Arizona
|
–
|
-$9K
|
-571
|
Closed
|
|
|
65
|
Better Money Decisions
Santa Fe,
New Mexico
|
–
|
-$9K
|
-546
|
Closed
|
|
|
66
|
Clearstead Advisors
Cleveland,
Ohio
|
–
|
-$6K
|
-350
|
Closed
|
|
|
67
|
Ancora Advisors
Cleveland,
Ohio
|
–
|
-$5K
|
-300
|
Closed
|
|
|
68
|
CAPTRUST Financial Advisors
Raleigh,
North Carolina
|
–
|
-$5K
|
-290
|
Closed
|
|
|
69
|
TrustCore Financial Services
Brentwood,
Tennessee
|
–
|
-$4K
|
-245
|
Closed
|
|
|
70
|
Lindbrook Capital
Calabasas,
California
|
–
|
-$3K
|
-152
|
Closed
|
|
|
71
|
Ironwood Financial
Tucson,
Arizona
|
–
|
-$1K
|
-40
|
Closed
|
|
|
72
|
SignatureFD
Atlanta,
Georgia
|
–
|
-$1K
|
-31
|
Closed
|
|
