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FLS

Name Holding Trade Value Shares
Change 		Change in
Stake
CBOA
326
Commonwealth Bank of Australia
Australia
$733K +$83.2K +1,200 +15%
WSA
327
Wall Street Associates
California
$726K -$6.93K -100 -1%
SIM
328
Sentry Investment Management
Wisconsin
$725K -$333K -4,800 -34%
LTFS
329
Ladenburg Thalmann Financial Services
Florida
$721K -$100K -1,445 -13%
IA
330
IndexIQ Advisors
New York
$716K +$172K +2,483 +38%
WBC
331
Westpac Banking Corp
Australia
$708K -$69K -996 -10%
I
332
IberiaBank
Louisiana
$695K +$83K +1,198 +16%
GHAM
333
Gilman Hill Asset Management
Connecticut
$688K -$36.4K -525 -6%
FCFC
334
First Commonwealth Financial Corp
Pennsylvania
$681K -$15.2K -219 -2%
GF
335
Gerstein Fisher
New York
$679K – – –
AI
336
Atria Investments
North Carolina
$659K +$14.9K +215 +3%
KAM
337
Keeley Asset Management
Illinois
$652K – – –
NLI
338
Nippon Life Insurance
Japan
$646K +$568K +8,200 New
AWCI
339
Alpine Woods Capital Investors
New York
$638K – – –
DIA
340
Dean Investment Associates
Ohio
$627K +$7.83K +113 +1%
FIM
341
Freedom Investment Management
Connecticut
$619K +$5.47K +79 +1%
PFA
342
Pure Financial Advisors
California
$618K +$543K +7,838 New
PP
343
PDT Partners
New York
$615K -$1.7M -24,582 -76%
IPRC
344
Indices-Pac Research Corporation
New Jersey
$591K +$519K +7,494 New
B
345
Barings
North Carolina
$587K – – –
WMSA
346
Weiss Multi-Strategy Advisers
New York
$577K +$507K +7,320 New
USGIU
347
U.S. Global Investors (USGI)
Texas
$576K +$256K +3,700 +103%
UGIF
348
US Global Investors Funds
Maine
$576K +$506K +7,300 New
BAC
349
Boys Arnold & Co
North Carolina
$573K – – –
AA
350
ALPS Advisors
Colorado
$567K +$264K +3,806 +94%
12 13
14
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